VIRGINIA, PETITIONER v. BARRY ELTON
BLACK,
RICHARD J. ELLIOTT, and JONATHAN O'MARA
[April 7, 2003]
Justice O'Connor announced the judgment
of the Court and delivered the opinion of the Court with
respect to Parts I, II, and III, and an opinion with respect
to Parts IV and V, in which The Chief Justice, Justice
Stevens, and Justice Breyer join.
In this case we consider whether the Commonwealth
of Virginia's statute banning cross burning with "an
intent to intimidate a person or group of persons"
violates the First Amendment. Va. Code Ann. §18.2-423
(1996). We conclude that while a State, consistent with
the First Amendment, may ban cross burning carried out
with the intent to intimidate, the provision in the Virginia
statute treating any cross burning as prima facie evidence
of intent to intimidate renders the statute unconstitutional
in its current form.
I
Respondents Barry Black, Richard Elliott,
and Jonathan O'Mara were convicted separately of violating
Virginia's cross-burning statute, §18.2-423. That
statute provides:
"It shall be unlawful for any person
or persons, with the intent of intimidating any person
or group of persons, to burn, or cause to be burned, a
cross on the property of another, a highway or other public
place. Any person who shall violate any provision of this
section shall be guilty of a Class 6 felony.
"Any such burning of a cross shall
be prima facie evidence of an intent to intimidate a person
or group of persons."
On August 22, 1998, Barry Black led a Ku
Klux Klan rally in Carroll County, Virginia. Twenty-five
to thirty people attended this gathering, which occurred
on private property with the permission of the owner,
who was in attendance. The property was located on an
open field just off Brushy Fork Road (State Highway 690)
in Cana, Virginia.
When the sheriff of Carroll County learned
that a Klan rally was occurring in his county, he went
to observe it from the side of the road. During the approximately
one hour that the sheriff was present, about 40 to 50
cars passed the site, a "few" of which stopped
to ask the sheriff what was happening on the property.
App. 71. Eight to ten houses were located in the vicinity
of the rally. Rebecca Sechrist, who was related to the
owner of the property where the rally took place, "sat
and watched to see wha[t] [was] going on" from the
lawn of her in-laws' house. She looked on as the Klan
prepared for the gathering and subsequently conducted
the rally itself. Id., at 103.
During the rally, Sechrist heard Klan members
speak about "what they were" and "what
they believed in." Id., at 106. The speakers "talked
real bad about the blacks and the Mexicans." Id.,
at 109. One speaker told the assembled gathering that
"he would love to take a .30/.30 and just random[ly]
shoot the blacks." Ibid. The speakers also talked
about "President Clinton and Hillary Clinton,"
and about how their tax money "goes to ... the black
people." Ibid. Sechrist testified that this language
made her "very ... scared." Id., at 110.
At the conclusion of the rally, the crowd
circled around a 25- to 30-foot cross. The cross was between
300 and 350 yards away from the road. According to the
sheriff, the cross "then all of a sudden ... went
up in a flame." Id., at 71. As the cross burned,
the Klan played Amazing Grace over the loudspeakers. Sechrist
stated that the cross burning made her feel "awful"
and "terrible." Id., at 110.
When the sheriff observed the cross burning,
he informed his deputy that they needed to "find
out who's responsible and explain to them that they cannot
do this in the State of Virginia." Id., at 72. The
sheriff then went down the driveway, entered the rally,
and asked "who was responsible for burning the cross."
Id., at 74. Black responded, "I guess I am because
I'm the head of the rally." Ibid. The sheriff then
told Black, "[T]here's a law in the State of Virginia
that you cannot burn a cross and I'll have to place you
under arrest for this." Ibid.
Black was charged with burning a cross
with the intent of intimidating a person or group of persons,
in violation of §18.2-423. At his trial, the jury
was instructed that "intent to intimidate means the
motivation to intentionally put a person or a group of
persons in fear of bodily harm. Such fear must arise from
the willful conduct of the accused rather than from some
mere temperamental timidity of the victim." Id.,
at 146. The trial court also instructed the jury that
"the burning of a cross by itself is sufficient evidence
from which you may infer the required intent." Ibid.
When Black objected to this last instruction on First
Amendment grounds, the prosecutor responded that the instruction
was "taken straight out of the [Virginia] Model Instructions."
Id., at 134. The jury found Black guilty, and fined him
$2,500. The Court of Appeals of Virginia affirmed Black's
conviction. Rec. No. 1581-99-
3 (Va. App., Dec. 19, 2000), App. 201.
On May 2, 1998, respondents Richard Elliott
and Jonathan O'Mara, as well as a third individual, attempted
to burn a cross on the yard of James Jubilee. Jubilee,
an African-American, was Elliott's next-door neighbor
in Virginia Beach, Virginia. Four months prior to the
incident, Jubilee and his family had moved from California
to Virginia Beach. Before the cross burning, Jubilee spoke
to Elliott's mother to inquire about shots being fired
from behind the Elliott home. Elliott's mother explained
to Jubilee that her son shot firearms as a hobby, and
that he used the backyard as a firing range.
On the night of May 2, respondents drove
a truck onto Jubilee's property, planted a cross, and
set it on fire. Their apparent motive was to "get
back" at Jubilee for complaining about the shooting
in the backyard. Id., at 241. Respondents were not affiliated
with the Klan. The next morning, as Jubilee was pulling
his car out of the driveway, he noticed the partially
burned cross approximately 20 feet from his house. After
seeing the cross, Jubilee was "very nervous"
because he "didn't know what would be the next phase,"
and because "a cross burned in your yard ... tells
you that it's just the first round." Id., at 231.
Elliott and O'Mara were charged with attempted
cross burning and conspiracy to commit cross burning.
O'Mara pleaded guilty to both counts, reserving the right
to challenge the constitutionality of the cross-burning
statute. The judge sentenced O'Mara to 90 days in jail
and fined him $2,500. The judge also suspended 45 days
of the sentence and $1,000 of the fine.
At Elliott's trial, the judge originally
ruled that the jury would be instructed "that the
burning of a cross by itself is sufficient evidence from
which you may infer the required intent." Id., at
221-222. At trial, however, the court instructed the jury
that the Commonwealth must prove that "the defendant
intended to commit cross burning," that "the
defendant did a direct act toward the commission of the
cross burning," and that "the defendant had
the intent of intimidating any person or group of persons."
Id., at 250. The court did not instruct the jury on the
meaning of the word "intimidate," nor on the
prima facie evidence provision of §18.2-423. The
jury found Elliott guilty of attempted cross burning and
acquitted him of conspiracy to commit cross burning. It
sentenced Elliott to 90 days in jail and a $2,500 fine.
The Court of Appeals of Virginia affirmed the convictions
of both Elliott and O'Mara. O'Mara v. Commonwealth, 33
Va. App. 525, 535 S. E. 2d 175 (2000).
Each respondent appealed to the Supreme
Court of Virginia, arguing that §18.2-423 is facially
unconstitutional. The Supreme Court of Virginia consolidated
all three cases, and held that the statute is unconstitutional
on its face. 262 Va. 764, 553 S. E. 2d 738 (2001). It
held that the Virginia cross-burning statute "is
analytically indistinguishable from the ordinance found
unconstitutional in R. A. V. [v. St. Paul, 505 U. S. 377
(1992)]." Id., at 772, 553 S. E. 2d, at 742. The
Virginia statute, the court held, discriminates on the
basis of content since it "selectively chooses only
cross burning because of its distinctive message."
Id., at 774, 553 S. E. 2d, at 744. The court also held
that the prima facie evidence provision renders the statute
overbroad because "[t]he enhanced probability of
prosecution under the statute chills the expression of
protected speech." Id., at 777, 553 S. E. 2d, at
746.
Three justices dissented, concluding that
the Virginia cross-burning statute passes constitutional
muster because it proscribes only conduct that constitutes
a true threat. The justices noted that unlike the ordinance
found unconstitutional in R. A. V. v. St. Paul, 505 U.
S. 377 (1992), the Virginia statute does not just target
cross burning "on the basis of race, color, creed,
religion or gender." 262 Va., at 791, 553 S. E. 2d,
at 791. Rather, "the Virginia statute applies to
any individual who burns a cross for any reason provided
the cross is burned with the intent to intimidate."
Ibid. The dissenters also disagreed with the majority's
analysis of the prima facie provision because the inference
alone "is clearly insufficient to establish beyond
a reasonable doubt that a defendant burned a cross with
the intent to intimidate." Id., at 795, 553 S. E.
2d, at 756. The dissent noted that the burden of proof
still remains on the Commonwealth to prove intent to intimidate.
We granted certiorari. 535 U. S. 1094 (2002).1
II
Cross burning originated in the 14th century
as a means for Scottish tribes to signal each other. See
M. Newton & J. Newton, The Ku Klux Klan: An Encyclopedia
145 (1991). Sir Walter Scott used cross burnings for dramatic
effect in The Lady of the Lake, where the burning cross
signified both a summons and a call to arms. See W. Scott,
The Lady of The Lake, canto third. Cross burning in this
country, however, long ago became unmoored from its Scottish
ancestry. Burning a cross in the United States is inextricably
intertwined with the history of the Ku Klux Klan.
The first Ku Klux Klan began in Pulaski,
Tennessee, in the spring of 1866. Although the Ku Klux
Klan started as a social club, it soon changed into something
far different. The Klan fought Reconstruction and the
corresponding drive to allow freed blacks to participate
in the political process. Soon the Klan imposed "a
veritable reign of terror" throughout the South.
S. Kennedy, Southern Exposure 31 (1991) (hereinafter Kennedy).
The Klan employed tactics such as whipping, threatening
to burn people at the stake, and murder. W. Wade, The
Fiery Cross: The Ku Klux Klan in America 48-49 (1987)
(hereinafter Wade). The Klan's victims included blacks,
southern whites who disagreed with the Klan, and "carpetbagger"
northern whites.
The activities of the Ku Klux Klan prompted
legislative action at the national level. In 1871, "President
Grant sent a message to Congress indicating that the Klan's
reign of terror in the Southern States had rendered life
and property insecure." Jett v. Dallas Independent
School Dist., 491 U. S. 701, 722 (1989) (internal quotation
marks and alterations omitted). In response, Congress
passed what is now known as the Ku Klux Klan Act. See
"An Act to enforce the Provisions of the Fourteenth
Amendment to the Constitution of the United States, and
for other Purposes," 17 Stat. 13 (now codified at
42 U. S. C. §§1983, 1985, and 1986). President
Grant used these new powers to suppress the Klan in South
Carolina, the effect of which severely curtailed the Klan
in other States as well. By the end of Reconstruction
in 1877, the first Klan no longer existed.
The genesis of the second Klan began in
1905, with the publication of Thomas Dixon's The Clansmen:
An Historical Romance of the Ku Klux Klan. Dixon's book
was a sympathetic portrait of the first Klan, depicting
the Klan as a group of heroes "saving" the South
from blacks and the "horrors" of Reconstruction.
Although the first Klan never actually practiced cross
burning, Dixon's book depicted the Klan burning crosses
to celebrate the execution of former slaves. Id., at 324-326;
see also Capitol Square Review and Advisory Bd. v. Pinette,
515 U. S. 753, 770-771 (1995) (Thomas, J., concurring).
Cross burning thereby became associated with the first
Ku Klux Klan. When D. W. Griffith turned Dixon's book
into the movie The Birth of a Nation in 1915, the association
between cross burning and the Klan became indelible. In
addition to the cross burnings in the movie, a poster
advertising the film displayed a hooded Klansman riding
a hooded horse, with his left hand holding the reins of
the horse and his right hand holding a burning cross above
his head. Wade 127. Soon thereafter, in November 1915,
the second Klan
began.
From the inception of the second Klan,
cross burnings have been used to communicate both threats
of violence and messages of shared ideology. The first
initiation ceremony occurred on Stone Mountain near Atlanta,
Georgia. While a 40-foot cross burned on the mountain,
the Klan members took their oaths of loyalty. See Kennedy
163. This cross burning was the second recorded instance
in the United States. The first known cross burning in
the country had occurred a little over one month before
the Klan initiation, when a Georgia mob celebrated the
lynching of Leo Frank by burning a "gigantic cross"
on Stone Mountain that was "visible throughout"
Atlanta. Wade 144 (internal quotation marks omitted).
The new Klan's ideology did not differ
much from that of the first Klan. As one Klan publication
emphasized, "We avow the distinction between [the]
races, ... and we shall ever be true to the faithful maintenance
of White Supremacy and will strenuously oppose any compromise
thereof in any and all things." Id., at 147-148 (internal
quotation marks omitted). Violence was also an elemental
part of this new Klan. By September 1921, the New York
World newspaper documented 152 acts of Klan violence,
including 4 murders, 41 floggings, and 27 tar-and-featherings.
Wade 160.
Often, the Klan used cross burnings as
a tool of intimidation and a threat of impending violence.
For example, in 1939 and 1940, the Klan burned crosses
in front of synagogues and churches. See Kennedy 175.
After one cross burning at a synagogue, a Klan member
noted that if the cross burning did not "shut the
Jews up, we'll cut a few throats and see what happens."
Ibid. (internal quotation marks omitted). In Miami in
1941, the Klan burned four crosses in front of a proposed
housing project, declaring, "We are here to keep
niggers out of your town ... . When the law fails you,
call on us." Id., at 176 (internal quotation marks
omitted). And in Alabama in 1942, in "a whirlwind
climax to weeks of flogging and terror," the Klan
burned crosses in front of a union hall and in front of
a union leader's home on the eve of a labor election.
Id., at 180. These cross burnings embodied threats to
people whom the Klan deemed antithetical to its goals.
And these threats had special force given the long history
of Klan violence.
The Klan continued to use cross burnings
to intimidate after World War II. In one incident, an
African-American "school teacher who recently moved
his family into a block formerly occupied only by whites
asked the protection of city police ... after the burning
of a cross in his front yard." Richmond News Leader,
Jan. 21, 1949, p. 19, App. 312. And after a cross burning
in Suffolk, Virginia during the late 1940's, the Virginia
Governor stated that he would "not allow any of our
people of any race to be subjected to terrorism or intimidation
in any form by the Klan or any other organization."
D. Chalmers, Hooded Americanism: The History of the Ku
Klux Klan 333 (1980) (hereinafter Chalmers). These incidents
of cross burning, among others, helped prompt Virginia
to enact its first version of the cross-burning statute
in 1950.
The decision of this Court in Brown v.
Board of Education, 347 U. S. 483 (1954), along with the
civil rights movement of the 1950's and 1960's, sparked
another outbreak of Klan violence. These acts of violence
included bombings, beatings, shootings, stabbings, and
mutilations. See, e.g., Chalmers 349-350; Wade 302-303.
Members of the Klan burned crosses on the lawns of those
associated with the civil rights movement, assaulted the
Freedom Riders, bombed churches, and murdered blacks as
well as whites whom the Klan viewed as sympathetic toward
the civil rights movement.
Throughout the history of the Klan, cross
burnings have also remained potent symbols of shared group
identity and ideology. The burning cross became a symbol
of the Klan itself and a central feature of Klan gatherings.
According to the Klan constitution (called the kloran),
the "fiery cross" was the "emblem of that
sincere, unselfish devotedness of all klansmen to the
sacred purpose and principles we have espoused."
The Ku Klux Klan Hearings before the House Committee on
Rules, 67th Cong., 1st Sess., 114, Exh. G (1921); see
also Wade 419. And the Klan has often published its newsletters
and magazines under the name The Fiery Cross. See Wade
226, 489.
At Klan gatherings across the country,
cross burning became the climax of the rally or the initiation.
Posters advertising an upcoming Klan rally often featured
a Klan member holding a cross. See N. MacLean, Behind
the Mask of Chivalry: The Making of the Second Ku Klux
Klan 142-143 (1994). Typically, a cross burning would
start with a prayer by the "Klavern" minister,
followed by the singing of Onward Christian Soldiers.
The Klan would then light the cross on fire, as the members
raised their left arm toward the burning cross and sang
The Old Rugged Cross. Wade 185. Throughout the Klan's
history, the Klan continued to use the burning cross in
their ritual ceremonies.
For its own members, the cross was a sign
of celebration and ceremony. During a joint Nazi-Klan
rally in 1940, the proceeding concluded with the wedding
of two Klan members who "were married in full Klan
regalia beneath a blazing cross." Id., at 271. In
response to antimasking bills introduced in state legislatures
after World War II, the Klan burned crosses in protest.
See Chalmers 340. On March 26, 1960, the Klan engaged
in rallies and cross burnings throughout the South in
an attempt to recruit 10 million members. See Wade 305.
Later in 1960, the Klan became an issue in the third debate
between Richard Nixon and John Kennedy, with both candidates
renouncing the Klan. After this debate, the Klan reiterated
its support for Nixon by burning crosses. See id., at
309. And cross burnings featured prominently in Klan rallies
when the Klan attempted to move toward more nonviolent
tactics to stop integration. See id., at 323; cf. Chalmers
368-369, 371-372, 380, 384. In short, a burning cross
has remained a symbol of Klan ideology and of Klan unity.
To this day, regardless of whether the
message is a political one or whether the message is also
meant to intimidate, the burning of a cross is a "symbol
of hate." Capitol Square Review and Advisory Bd.
v. Pinette, 515 U. S., at 771 (Thomas, J., concurring).
And while cross burning sometimes carries no intimidating
message, at other times the intimidating message is the
only message conveyed. For example, when a cross burning
is directed at a particular person not affiliated with
the Klan, the burning cross often serves as a message
of intimidation, designed to inspire in the victim a fear
of bodily harm. Moreover, the history of violence associated
with the Klan shows that the possibility of injury or
death is not just hypothetical. The person who burns a
cross directed at a particular person often is making
a serious threat, meant to coerce the victim to comply
with the Klan's wishes unless the victim is willing to
risk the wrath of the Klan. Indeed, as the cases of respondents
Elliott and O'Mara indicate, individuals without Klan
affiliation who wish to threaten or menace another person
sometimes use cross burning because of this association
between a burning cross and violence.
In sum, while a burning cross does not
inevitably convey a message of intimidation, often the
cross burner intends that the recipients of the message
fear for their lives. And when a cross burning is used
to intimidate, few if any messages are more powerful.
III
A
The First Amendment, applicable to the
States through the Fourteenth Amendment, provides that
"Congress shall make no law ... abridging the freedom
of speech." The hallmark of the protection of free
speech is to allow "free trade in ideas"--even
ideas that the overwhelming majority of people might find
distasteful or discomforting. Abrams v. United States,
250 U. S. 616, 630 (1919) (Holmes, J., dissenting); see
also Texas v. Johnson, 491 U. S. 397, 414 (1989) ("If
there is a bedrock principle underlying the First Amendment,
it is that the government may not prohibit the expression
of an idea simply because society finds the idea itself
offensive or disagreeable"). Thus, the First Amendment
"ordinarily" denies a State "the power
to prohibit dissemination of social, economic and political
doctrine which a vast majority of its citizens believes
to be false and fraught with evil consequence." Whitney
v. California, 274 U. S. 357, 374 (1927) (Brandeis, J.,
dissenting). The First Amendment affords protection to
symbolic or expressive conduct as well as to actual speech.
See, e.g., R. A. V. v. City of St. Paul, 505 U. S., at
382; Texas v. Johnson, supra, at 405-406; United States
v. O'Brien, 391 U. S. 367, 376-377 (1968); Tinker v. Des
Moines Independent Community School Dist., 393 U. S. 503,
505 (1969).
The protections afforded by the First Amendment,
however, are not absolute, and we have long recognized
that the government may regulate certain categories of
expression consistent with the Constitution. See, e.g.,
Chaplinsky v. New Hampshire, 315 U. S. 568, 571-572 (1942)
("There are certain well-defined and narrowly limited
classes of speech, the prevention and punishment of which
has never been thought to raise any Constitutional problem").
The First Amendment permits "restrictions upon the
content of speech in a few limited areas, which are 'of
such slight social value as a step to truth that any benefit
that may be derived from them is clearly outweighed by
the social interest in order and morality.' " R.
A. V. v. City of St. Paul, supra, at 382-383 (quoting
Chaplinsky v. New Hampshire, supra, at 572).
Thus, for example, a State may punish those
words "which by their very utterance inflict injury
or tend to incite an immediate breach of the peace."
Chaplinsky v. New Hampshire, supra, at 572; see also R.
A. V. v. City of St. Paul, supra, at 383 (listing limited
areas where the First Amendment permits restrictions on
the content of speech). We have consequently held that
fighting words--
"those personally abusive epithets which, when addressed
to the ordinary citizen, are, as a matter of common knowledge,
inherently likely to provoke violent reaction"--are
generally proscribable under the First Amendment. Cohen
v. California, 403 U. S. 15, 20 (1971); see also Chaplinsky
v. New Hampshire, supra, at 572. Furthermore, "the
constitutional guarantees of free speech and free press
do not permit a State to forbid or proscribe advocacy
of the use of force or of law violation except where such
advocacy is directed to inciting or producing imminent
lawless action and is likely to incite or produce such
action." Brandenburg v. Ohio, 395 U. S. 444, 447
(1969) (per curiam). And the First Amendment also permits
a State to ban a "true threat." Watts v. United
States, 394 U. S. 705, 708 (1969) (per curiam) (internal
quotation marks omitted); accord, R. A. V. v. City of
St. Paul, supra, at 388 ("[T]hreats of violence are
outside the First Amendment"); Madsen v. Women's
Health Center, Inc., 512 U. S. 753, 774 (1994); Schenck
v. Pro-Choice Network of Western N. Y., 519 U. S. 357,
373 (1997).
"True threats" encompass those
statements where the speaker means to communicate a serious
expression of an intent to commit an act of unlawful violence
to a particular individual or group of individuals. See
Watts v. United States, supra, at 708 ("political
hyberbole" is not a true threat); R. A. V. v. City
of St. Paul, 505 U. S., at 388. The speaker need not actually
intend to carry out the threat. Rather, a prohibition
on true threats "protect[s] individuals from the
fear of violence" and "from the disruption that
fear engenders," in addition to protecting people
"from the possibility that the threatened violence
will occur." Ibid. Intimidation in the constitutionally
proscribable sense of the word is a type of true threat,
where a speaker directs a threat to a person or group
of persons with the intent of placing the victim in fear
of bodily harm or death. Respondents do not contest that
some cross burnings fit within this meaning of intimidating
speech, and rightly so. As noted in Part II, supra, the
history of cross burning in this country shows that cross
burning is often intimidating, intended to create a pervasive
fear in victims that they are a target of violence.
B
The Supreme Court of Virginia ruled that
in light of R. A. V. v. City of St. Paul, supra, even
if it is constitutional to ban cross burning in a content-neutral
manner, the Virginia cross-burning statute is unconstitutional
because it discriminates on the basis of content and viewpoint.
262 Va., at 771-776, 553 S. E. 2d, at 742-745. It is true,
as the Supreme Court of Virginia held, that the burning
of a cross is symbolic expression. The reason why the
Klan burns a cross at its rallies, or individuals place
a burning cross on someone else's lawn, is that the burning
cross represents the message that the speaker wishes to
communicate. Individuals burn crosses as opposed to other
means of communication because cross burning carries a
message in an effective and dramatic manner.2
The fact that cross burning is symbolic
expression, however, does not resolve the constitutional
question. The Supreme Court of Virginia relied upon R.
A. V. v. City of St. Paul, supra, to conclude that once
a statute discriminates on the basis of this type of content,
the law is unconstitutional. We disagree.
In R. A. V., we held that a local ordinance
that banned certain symbolic conduct, including cross
burning, when done with the knowledge that such conduct
would " 'arouse anger, alarm or resentment in others
on the basis of race, color, creed, religion or gender'
" was unconstitutional. Id., at 380 (quoting the
St. Paul Bias-Motivated Crime Ordinance, St. Paul, Minn.,
Legis. Code §292.02 (1990)). We held that the ordinance
did not pass constitutional muster because it discriminated
on the basis of content by targeting only those individuals
who "provoke violence" on a basis specified
in the law. 505 U. S., at 391. The ordinance did not cover
"[t]hose who wish to use 'fighting words' in connection
with other ideas--to express hostility, for example, on
the basis of political affiliation, union membership,
or homosexuality." Ibid. This content-based discrimination
was unconstitutional because it allowed the city "to
impose special prohibitions on those speakers who express
views on disfavored subjects." Ibid.
We did not hold in R. A. V. that the First
Amendment prohibits all forms of content-based discrimination
within a proscribable area of speech. Rather, we specifically
stated that some types of content discrimination did not
violate the First Amendment:
"When the basis for the content discrimination
consists entirely of the very reason the entire class
of speech at issue is proscribable, no significant danger
of idea or viewpoint discrimination exists. Such a reason,
having been adjudged neutral enough to support exclusion
of the entire class of speech from First Amendment protection,
is also neutral enough to form the basis of distinction
within the class." Id., at 388.
Indeed, we noted that it would be constitutional
to ban only a particular type of threat: "[T]he Federal
Government can criminalize only those threats of violence
that are directed against the President ... since the
reasons why threats of violence are outside the First
Amendment ... have special force when applied to the person
of the President." Ibid. And a State may "choose
to prohibit only that obscenity which is the most patently
offensive in its prurience--i.e., that which involves
the most lascivious displays of sexual activity."
Ibid. (emphasis in original). Consequently, while the
holding of R. A. V. does not permit a State to ban only
obscenity based on "offensive political messages,"
ibid., or "only those threats against the President
that mention his policy on aid to inner cities,"
ibid., the First Amendment permits content discrimination
"based on the very reasons why the particular class
of speech at issue ... is proscribable," id., at
393.
Similarly, Virginia's statute does not
run afoul of the First Amendment insofar as it bans cross
burning with intent to intimidate. Unlike the statute
at issue in R. A. V., the Virginia statute does not single
out for opprobrium only that speech directed toward "one
of the specified disfavored topics." Id., at 391.
It does not matter whether an individual burns a cross
with intent to intimidate because of the victim's race,
gender, or religion, or because of the victim's "political
affiliation, union membership, or homosexuality."
Ibid. Moreover, as a factual matter it is not true that
cross burners direct their intimidating conduct solely
to racial or religious minorities. See, e.g., supra, at
8 (noting the instances of cross burnings directed at
union members); State v. Miller, 6 Kan. App. 2d 432, 629
P. 2d 748 (1981) (describing the case of a defendant who
burned a cross in the yard of the lawyer who had previously
represented him and who was currently prosecuting him).
Indeed, in the case of Elliott and O'Mara, it is at least
unclear whether the respondents burned a cross due to
racial animus. See 262 Va., at 791, 553 S. E. 2d, at 753
(Hassell, J., dissenting) (noting that "these defendants
burned a cross because they were angry that their neighbor
had complained about the presence of a firearm shooting
range in the Elliott's yard, not because of any racial
animus").
--------------------------------------------------------------------------------
The First Amendment permits Virginia to
outlaw cross burnings done with the intent to intimidate
because burning a cross is a particularly virulent form
of intimidation. Instead of prohibiting all intimidating
messages, Virginia may choose to regulate this subset
of intimidating messages in light of cross burning's long
and pernicious history as a signal of impending violence.
Thus, just as a State may regulate only that obscenity
which is the most obscene due to its prurient content,
so too may a State choose to prohibit only those forms
of intimidation that are most likely to inspire fear of
bodily harm. A ban on cross burning carried out with the
intent to intimidate is fully consistent with our holding
in R. A. V. and is proscribable under the First Amendment.
IV
The Supreme Court of Virginia ruled in
the alternative that Virginia's cross-burning statute
was unconstitutionally overbroad due to its provision
stating that "[a]ny such burning of a cross shall
be prima facie evidence of an intent to intimidate a person
or group of persons." Va. Code Ann. §18.2-423
(1996). The Commonwealth added the prima facie provision
to the statute in 1968. The court below did not reach
whether this provision is severable from the rest of the
cross-burning statute under Virginia law. See §1-17.1
("The provisions of all statutes are severable unless
... it is apparent that two or more statutes or provisions
must operate in accord with one another"). In this
Court, as in the Supreme Court of Virginia, respondents
do not argue that the prima facie evidence provision is
unconstitutional as applied to any one of them. Rather,
they contend that the provision is unconstitutional on
its face.
The Supreme Court of Virginia has not ruled
on the meaning of the prima facie evidence provision.
It has, however, stated that "the act of burning
a cross alone, with no evidence of intent to intimidate,
will nonetheless suffice for arrest and prosecution and
will insulate the Commonwealth from a motion to strike
the evidence at the end of its case-in-chief." 262
Va., at 778, 553 S. E. 2d, at 746. The jury in the case
of Richard Elliott did not receive any instruction on
the prima facie evidence provision, and the provision
was not an issue in the case of Jonathan O'Mara because
he pleaded guilty. The court in Barry Black's case, however,
instructed the jury that the provision means: "The
burning of a cross, by itself, is sufficient evidence
from which you may infer the required intent." App.
196. This jury instruction is the same as the Model Jury
Instruction in the Commonwealth of Virginia. See Virginia
Model Jury Instructions, Criminal, Instruction No. 10.250
(1998 and Supp. 2001).
The prima facie evidence provision, as
interpreted by the jury instruction, renders the statute
unconstitutional. Because this jury instruction is the
Model Jury Instruction, and because the Supreme Court
of Virginia had the opportunity to expressly disavow the
jury instruction, the jury instruction's construction
of the prima facie provision "is a ruling on a question
of state law that is as binding on us as though the precise
words had been written into" the statute. E.g., Terminiello
v. Chicago, 337 U. S. 1, 4 (1949) (striking down an ambiguous
statute on facial grounds based upon the instruction given
to the jury); see also New York v. Ferber, 458 U. S. 747,
768 n. 21 (1982) (noting that Terminiello involved a facial
challenge to the statute); Secretary of State of Md. v.
Joseph H. Munson Co., 467 U. S. 947, 965, n. 13 (1984);
Note, The First Amendment Overbreadth Doctrine, 83 Harv.
L. Rev. 844, 845-846, n. 8 (1970); Monaghan, Overbreadth,
1981 S. Ct. Rev. 1, 10-12; Blakey & Murray, Threats,
Free Speech, and the Jurisprudence of the Federal Criminal
Law, 2002 B. Y. U. L. Rev. 829, 883, n. 133. As construed
by the jury instruction, the prima facie provision strips
away the very reason why a State may ban cross burning
with the intent to intimidate. The prima facie evidence
provision permits a jury to convict in every cross-burning
case in which defendants exercise their constitutional
right not to put on a defense. And even where a defendant
like Black presents a defense, the prima facie evidence
provision makes it more likely that the jury will find
an intent to intimidate regardless of the particular facts
of the case. The provision permits the Commonwealth to
arrest, prosecute, and convict a person based solely on
the fact of cross burning itself.
It is apparent that the provision as so
interpreted " 'would create an unacceptable risk
of the suppression of ideas.' " Secretary of State
of Md. v. Joseph H. Munson Co., supra, at 965, n. 13 (quoting
Members of City Council of Los Angeles v. Taxpayers for
Vincent, 466 U. S. 789, 797 (1984)). The act of burning
a cross may mean that a person is engaging in constitutionally
proscribable intimidation. But that same act may mean
only that the person is engaged in core political speech.
The prima facie evidence provision in this statute blurs
the line between these two meanings of a burning cross.
As interpreted by the jury instruction, the provision
chills constitutionally protected political speech because
of the possibility that a State will prosecute--and potentially
convict--somebody engaging only in lawful political speech
at the core of what the First Amendment is designed to
protect.
As the history of cross burning indicates,
a burning cross is not always intended to intimidate.
Rather, sometimes the cross burning is a statement of
ideology, a symbol of group solidarity. It is a ritual
used at Klan gatherings, and it is used to represent the
Klan itself. Thus, "[b]urning a cross at a political
rally would almost certainly be protected expression."
R. A. V. v. St. Paul, 505 U. S., at 402, n. 4 (White,
J., concurring in judgment) (citing Brandenburg v. Ohio,
395 U. S., at 445). Cf. National Socialist Party of America
v. Skokie, 432 U. S. 43 (1977) (per curiam). Indeed, occasionally
a person who burns a cross does not intend to express
either a statement of ideology or intimidation. Cross
burnings have appeared in movies such as Mississippi Burning,
and in plays such as the stage adaptation of Sir Walter
Scott's The Lady of the Lake.
The prima facie provision makes no effort
to distinguish among these different types of cross burnings.
It does not distinguish between a cross burning done with
the purpose of creating anger or resentment and a cross
burning done with the purpose of threatening or intimidating
a victim. It does not distinguish between a cross burning
at a public rally or a cross burning on a neighbor's lawn.
It does not treat the cross burning directed at an individual
differently from the cross burning directed at a group
of like-minded believers. It allows a jury to treat a
cross burning on the property of another with the owner's
acquiescence in the same manner as a cross burning on
the property of another without the owner's permission.
To this extent I agree with Justice Souter that the prima
facie evidence provision can "skew jury deliberations
toward conviction in cases where the evidence of intent
to intimidate is relatively weak and arguably consistent
with a solely ideological reason for burning." Post,
at 6 (opinion concurring in judgment and dissenting in
part).
It may be true that a cross burning, even
at a political rally, arouses a sense of anger or hatred
among the vast majority of citizens who see a burning
cross. But this sense of anger or hatred is not sufficient
to ban all cross burnings. As Gerald Gunther has stated,
"The lesson I have drawn from my childhood in Nazi
Germany and my happier adult life in this country is the
need to walk the sometimes difficult path of denouncing
the bigot's hateful ideas with all my power, yet at the
same time challenging any community's attempt to suppress
hateful ideas by force of law." Casper, Gerry, 55
Stan. L. Rev. 647, 649 (2002) (internal quotation marks
omitted). The prima facie evidence provision in this case
ignores all of the contextual factors that are necessary
to decide whether a particular cross burning is intended
to intimidate. The First Amendment does not permit such
a shortcut.
For these reasons, the prima facie evidence
provision, as interpreted through the jury instruction
and as applied in Barry Black's case, is unconstitutional
on its face. We recognize that the Supreme Court of Virginia
has not authoritatively interpreted the meaning of the
prima facie evidence provision. Unlike Justice Scalia,
we refuse to speculate on whether any interpretation of
the prima facie evidence provision would satisfy the First
Amendment. Rather, all we hold is that because of the
interpretation of the prima facie evidence provision given
by the jury instruction, the provision makes the statute
facially invalid at this point. We also recognize the
theoretical possibility that the court, on remand, could
interpret the provision in a manner different from that
so far set forth in order to avoid the constitutional
objections we have described. We leave open that possibility.
We also leave open the possibility that the provision
is severable, and if so, whether Elliott and O'Mara could
be retried under §18.2-423.
V
With respect to Barry Black, we agree with
the Supreme Court of Virginia that his conviction cannot
stand, and we affirm the judgment of the Supreme Court
of Virginia. With respect to Elliott and O'Mara, we vacate
the judgment of the Supreme Court of Virginia, and remand
the case for further proceedings.
It is so ordered
|