United States v. Morrison (2000)
Chief Justice Rehnquist delivered the
opinion of the Court.
In these cases we consider the constitutionality
of 42 U. S. C. §13981, which provides a federal
civil remedy for the victims of gender-motivated violence.
The United States Court of Appeals for the Fourth Circuit,
sitting en banc, struck down §13981 because it
concluded that Congress lacked constitutional authority
to enact the section's civil remedy. Believing that
these cases are controlled by our decisions in United
States v. Lopez, 514 U. S. 549 (1995), United States
v. Harris, 106 U. S. 629 (1883), and the Civil Rights
Cases, 109 U. S. 3 (1883), we affirm.
I
Petitioner Christy Brzonkala enrolled
at Virginia Polytechnic Institute (Virginia Tech) in
the fall of 1994. In September of that year, Brzonkala
met respondents Antonio Morrison and James Crawford,
who were both students at Virginia Tech and members
of its varsity football team. Brzonkala alleges that,
within 30 minutes of meeting Morrison and Crawford,
they assaulted and repeatedly raped her. After the attack,
Morrison allegedly told Brzonkala, "You better
not have any ... diseases." Complaint ¶ ;22.
In the months following the rape, Morrison also allegedly
announced in the dormitory's dining room that he "like[d]
to get girls drunk and ... ." Id., ¶ ;31.
The omitted portions, quoted verbatim in the briefs
on file with this Court, consist of boasting, debased
remarks about what Morrison would do to women, vulgar
remarks that cannot fail to shock and offend.
Brzonkala alleges that this attack caused
her to become severely emotionally disturbed and depressed.
She sought assistance from a university psychiatrist,
who prescribed antidepressant medication. Shortly after
the rape Brzonkala stopped attending classes and withdrew
from the university.
In early 1995, Brzonkala filed a complaint
against respondents under Virginia Tech's Sexual Assault
Policy. During the school-conducted hearing on her complaint,
Morrison admitted having sexual contact with her despite
the fact that she had twice told him "no."
After the hearing, Virginia Tech's Judicial Committee
found insufficient evidence to punish Crawford, but
found Morrison guilty of sexual assault and sentenced
him to immediate suspension for two semesters.
Virginia Tech's dean of students upheld
the judicial committee's sentence. However, in July
1995, Virginia Tech informed Brzonkala that Morrison
intended to initiate a court challenge to his conviction
under the Sexual Assault Policy. University officials
told her that a second hearing would be necessary to
remedy the school's error in prosecuting her complaint
under that policy, which had not been widely circulated
to students. The university therefore conducted a second
hearing under its Abusive Conduct Policy, which was
in force prior to the dissemination of the Sexual Assault
Policy. Following this second hearing the Judicial Committee
again found Morrison guilty and sentenced him to an
identical 2-semester suspension. This time, however,
the description of Morrison's offense was, without explanation,
changed from "sexual assault" to "using
abusive language."
Morrison appealed his second conviction
through the university's administrative system. On August
21, 1995, Virginia Tech's senior vice president and
provost set aside Morrison's punishment. She concluded
that it was " `excessive when compared with other
cases where there has been a finding of violation of
the Abusive Conduct Policy,' " 132 F. 3d 950, 955
(CA4 1997). Virginia Tech did not inform Brzonkala of
this decision. After learning from a newspaper that
Morrison would be returning to Virginia Tech for the
fall 1995 semester, she dropped out of the university.
In December 1995, Brzonkala sued Morrison,
Crawford, and Virginia Tech in the United States District
Court for the Western District of Virginia. Her complaint
alleged that Morrison's and Crawford's attack violated
§13981 and that Virginia Tech's handling of her
complaint violated Title IX of the Education Amendments
of 1972, 86 Stat. 373-375, 20 U. S. C. §§1681-1688.
Morrison and Crawford moved to dismiss this complaint
on the grounds that it failed to state a claim and that
§13981's civil remedy is unconstitutional. The
United States, petitioner in No. 99-5, intervened to
defend §13981's constitutionality.
The District Court dismissed Brzonkala's
Title IX claims against Virginia Tech for failure to
state a claim upon which relief can be granted. See
Brzonkala v. Virginia Polytechnic and State Univ., 935
F. Supp. 772 (WD Va. 1996). It then held that Brzonkala's
complaint stated a claim against Morrison and Crawford
under §13981, but dismissed the complaint because
it concluded that Congress lacked authority to enact
the section under either the Commerce Clause or §5
of the Fourteenth Amendment. Brzonkala v. Virginia Polytechnic
and State Univ., 935 F. Supp. 779 (WD Va. 1996).
A divided panel of the Court of Appeals
reversed the District Court, reinstating Brzonkala's
§13981 claim and her Title IX hostile environment
claim.1 Brzonkala v. Virginia Polytechnic and State
Univ., 132 F. 3d 949 (CA4 1997). The full Court of Appeals
vacated the panel's opinion and reheard the case en
banc. The en banc court then issued an opinion affirming
the District Court's conclusion that Brzonkala stated
a claim under §13981 because her complaint alleged
a crime of violence and the allegations of Morrison's
crude and derogatory statements regarding his treatment
of women sufficiently indicated that his crime was motivated
by gender animus.2 Nevertheless, the court by a divided
vote affirmed the District Court's conclusion that Congress
lacked constitutional authority to enact §13981's
civil remedy. Brzonkala v. Virginia Polytechnic and
State Univ., 169 F. 3d 820 (CA4 1999). Because the Court
of Appeals invalidated a federal statute on constitutional
grounds, we granted certiorari. 527 U. S. 1068 (1999).
Section 13981 was part of the Violence
Against Women Act of 1994, §40302, 108 Stat. 1941-1942.
It states that "[a]ll persons within the United
States shall have the right to be free from crimes of
violence motivated by gender." 42 U. S. C. §13981(b).
To enforce that right, subsection (c) declares:
"A person (including a person who
acts under color of any statute, ordinance, regulation,
custom, or usage of any State) who commits a crime of
violence motivated by gender and thus deprives another
of the right declared in subsection (b) of this section
shall be liable to the party injured, in an action for
the recovery of compensatory and punitive damages, injunctive
and declaratory relief, and such other relief as a court
may deem appropriate."
Section 13981 defines a "crim[e]
of violence motivated by gender" as "a crime
of violence committed because of gender or on the basis
of gender, and due, at least in part, to an animus based
on the victim's gender." §13981(d)(1). It
also provides that the term "crime of violence"
includes any
"(A) ... act or series of acts that
would constitute a felony against the person or that
would constitute a felony against property if the conduct
presents a serious risk of physical injury to another,
and that would come within the meaning of State or Federal
offenses described in section 16 of Title 18, whether
or not those acts have actually resulted in criminal
charges, prosecution, or conviction and whether or not
those acts were committed in the special maritime, territorial,
or prison jurisdiction of the United States; and
"(B) includes an act or series of
acts that would constitute a felony described in subparagraph
(A) but for the relationship between the person who
takes such action and the individual against whom such
action is taken." §13981(d)(2).
Further clarifying the broad scope of
§13981's civil remedy, subsection (e)(2) states
that "[n]othing in this section requires a prior
criminal complaint, prosecution, or conviction to establish
the elements of a cause of action under subsection (c)
of this section." And subsection (e)(3) provides
a §13981 litigant with a choice of forums: Federal
and state courts "shall have concurrent jurisdiction"
over complaints brought under the section.
Although the foregoing language of §13981
covers a wide swath of criminal conduct, Congress placed
some limitations on the section's federal civil remedy.
Subsection (e)(1) states that "[n]othing in this
section entitles a person to a cause of action under
subsection (c) of this section for random acts of violence
unrelated to gender or for acts that cannot be demonstrated,
by a preponderance of the evidence, to be motivated
by gender." Subsection (e)(4) further states that
§13981 shall not be construed "to confer on
the courts of the United States jurisdiction over any
State law claim seeking the establishment of a divorce,
alimony, equitable distribution of marital property,
or child custody decree."
Every law enacted by Congress must be
based on one or more of its powers enumerated in the
Constitution. "The powers of the legislature are
defined and limited; and that those limits may not be
mistaken or forgotten, the constitution is written."
Marbury v. Madison, 1 Cranch 137, 176 (1803) (Marshall,
C. J.). Congress explicitly identified the sources of
federal authority on which it relied in enacting §13981.
It said that a "federal civil rights cause of action"
is established "[p]ursuant to the affirmative power
of Congress ... under section 5 of the Fourteenth Amendment
to the Constitution, as well as under section 8 of Article
I of the Constitution." 42 U. S. C. §13981(a).
We address Congress' authority to enact this remedy
under each of these constitutional provisions in turn.
II
Due respect for the decisions of a coordinate
branch of Government demands that we invalidate a congressional
enactment only upon a plain showing that Congress has
exceeded its constitutional bounds. See United States
v. Lopez, 514 U. S., at 568, 577-578 (Kennedy, J., concurring);
United States v. Harris, 106 U. S., at 635. With this
presumption of constitutionality in mind, we turn to
the question whether §13981 falls within Congress'
power under Article I, §8, of the Constitution.
Brzonkala and the United States rely upon the third
clause of the Article, which gives Congress power "[t]o
regulate Commerce with foreign Nations, and among the
several States, and with the Indian Tribes."
As we discussed at length in Lopez, our
interpretation of the Commerce Clause has changed as
our Nation has developed. See Lopez, 514 U. S., at 552-557;
id., at 568-574 (Kennedy, J., concurring); id., at 584,
593-599 (Thomas, J., concurring). We need not repeat
that detailed review of the Commerce Clause's history
here; it suffices to say that, in the years since NLRB
v. Jones & Laughlin Steel Corp., 301 U. S. 1 (1937),
Congress has had considerably greater latitude in regulating
conduct and transactions under the Commerce Clause than
our previous case law permitted. See Lopez, 514 U. S.,
at 555-556; id., at 573-574 (Kennedy, J., concurring).
Lopez emphasized, however, that even under
our modern, expansive interpretation of the Commerce
Clause, Congress' regulatory authority is not without
effective bounds. Id., at 557.
"[E]ven [our] modern-era precedents
which have expanded congressional power under the Commerce
Clause confirm that this power is subject to outer limits.
In Jones & Laughlin Steel, the Court warned that
the scope of the interstate commerce power `must be
considered in the light of our dual system of government
and may not be extended so as to embrace effects upon
interstate commerce so indirect and remote that to embrace
them, in view of our complex society, would effectually
obliterate the distinction between what is national
and what is local and create a completely centralized
government.' " Id., at 556-557 (quoting Jones &
Laughlin Steel, supra, at 37).3
As we observed in Lopez, modern Commerce
Clause jurisprudence has "identified three broad
categories of activity that Congress may regulate under
its commerce power." 514 U. S., at 558 (citing
Hodel v. Virginia Surface Mining & Reclamation Assn.,
Inc., 452 U. S. 264, 276-277 (1981); Perez v. United
States, 402 U. S. 146, 150 (1971)). "First, Congress
may regulate the use of the channels of interstate commerce."
514 U. S., at 558 (citing Heart of Atlanta Motel, Inc.
v. United States, 379 U. S. 241, 256 (1964); United
States v. Darby, 312 U. S. 100, 114 (1941)). "Second,
Congress is empowered to regulate and protect the instrumentalities
of interstate commerce, or persons or things in interstate
commerce, even though the threat may come only from
intrastate activities." 514 U. S., at 558 (citing
Shreveport Rate Cases, 234 U. S. 342 (1914); Southern
R. Co. v. United States, 222 U. S. 20 (1911); Perez,
supra, at 150). "Finally, Congress' commerce authority
includes the power to regulate those activities having
a substantial relation to interstate commerce, ... i.e.,
those activities that substantially affect interstate
commerce." 514 U. S., at 558-559 (citing Jones
& Laughlin Steel, supra, at 37).
Petitioners do not contend that these
cases fall within either of the first two of these categories
of Commerce Clause regulation. They seek to sustain
§13981 as a regulation of activity that substantially
affects interstate commerce. Given §13981's focus
on gender-motivated violence wherever it occurs (rather
than violence directed at the instrumentalities of interstate
commerce, interstate markets, or things or persons in
interstate commerce), we agree that this is the proper
inquiry.
Since Lopez most recently canvassed and
clarified our case law governing this third category
of Commerce Clause regulation, it provides the proper
framework for conducting the required analysis of §13981.
In Lopez, we held that the Gun-Free School Zones Act
of 1990, 18 U. S. C. §922(q)(1)(A), which made
it a federal crime to knowingly possess a firearm in
a school zone, exceeded Congress' authority under the
Commerce Clause. See 514 U. S., at 551. Several significant
considerations contributed to our decision.
First, we observed that §922(q) was
"a criminal statute that by its terms has nothing
to do with `commerce' or any sort of economic enterprise,
however broadly one might define those terms."
Id., at 561. Reviewing our case law, we noted that "we
have upheld a wide variety of congressional Acts regulating
intrastate economic activity where we have concluded
that the activity substantially affected interstate
commerce." Id., at 559. Although we cited only
a few examples, including Wickard v. Filburn, 317 U.
S. 111 (1942); Hodel, supra; Perez, supra; Katzenbach
v. McClung, 379 U. S. 294 (1964); and Heart of Atlanta
Motel, supra, we stated that the pattern of analysis
is clear. Lopez, 514 U. S., at 559-560. "Where
economic activity substantially affects interstate commerce,
legislation regulating that activity will be sustained."
Id., at 560.
Both petitioners and Justice Souter's
dissent downplay the role that the economic nature of
the regulated activity plays in our Commerce Clause
analysis. But a fair reading of Lopez shows that the
noneconomic, criminal nature of the conduct at issue
was central to our decision in that case. See, e.g.,
id., at 551 ("The Act [does not] regulat[e] a commercial
activity"), 560 ("Even Wickard, which is perhaps
the most far reaching example of Commerce Clause authority
over intrastate activity, involved economic activity
in a way that the possession of a gun in a school zone
does not"), 561 ("Section 922(q) is not an
essential part of a larger regulation of economic activity"),
566 ("Admittedly, a determination whether an intrastate
activity is commercial or noncommercial may in some
cases result in legal uncertainty. But, so long as Congress'
authority is limited to those powers enumerated in the
Constitution, and so long as those enumerated powers
are interpreted as having judicially enforceable outer
limits, congressional legislation under the Commerce
Clause always will engender `legal uncertainty' "),
567 ("The possession of a gun in a local school
zone is in no sense an economic activity that might,
through repetition elsewhere, substantially affect any
sort of interstate commerce"); see also id., at
573-574 (Kennedy, J., concurring) (stating that Lopez
did not alter our "practical conception of commercial
regulation" and that Congress may "regulate
in the commercial sphere on the assumption that we have
a single market and a uni-
fied purpose to build a stable national economy"),
577 ("Were the Federal Government to take over
the regulat-
ion of entire areas of traditional state concern, areas
having nothing to do with the regulation of commercial
activities, the boundaries between the spheres of federal
and state authority would blur"), 580 ("[U]nlike
the earlier cases to come before the Court here neither
the actors nor their conduct has a commercial character,
and neither the purposes nor the design of the statute
has an evident commercial nexus. The statute makes the
simple posses-
sion of a gun within 1,000 feet of the grounds of the
school a criminal offense. In a sense any conduct in
this interdependent world of ours has an ultimate commercial
origin
or consequence, but we have not yet said the commerce
power may reach so far" (citation omitted)). Lopez's
re-
view of Commerce Clause case law demonstrates that in
those cases where we have sustained federal regulation
of intrastate activity based upon the activity's substantial
effects on interstate commerce, the activity in question
has been some sort of economic endeavor. See id., at
559-
560.4
The second consideration that we found
important in analyzing §922(q) was that the statute
contained "no express jurisdictional element which
might limit its reach to a discrete set of firearm possessions
that additionally have an explicit connection with or
effect on interstate commerce." Id., at 562. Such
a jurisdictional element may establish that the enactment
is in pursuance of Congress' regulation of interstate
commerce.
Third, we noted that neither §922(q)
" `nor its legislative history contain[s] express
congressional findings regarding the effects upon interstate
commerce of gun possession in a school zone.' "
Ibid. (quoting Brief for United States, O.T. 1994, No.
93-1260, pp. 5-6). While "Congress normally is
not required to make formal findings as to the substantial
burdens that an activity has on interstate commerce,"
514 U. S., at 562 (citing McClung, 379 U. S., at 304;
Perez, 402 U. S., at 156), the existence of such findings
may "enable us to evaluate the legislative judgment
that the activity in question substantially affect[s]
interstate commerce, even though no such substantial
effect [is] visible to the naked eye." 514 U. S.,
at 563.
Finally, our decision in Lopez rested
in part on the fact that the link between gun possession
and a substantial effect on interstate commerce was
attenuated. Id., at 563-567. The United States argued
that the possession of guns may lead to violent crime,
and that violent crime "can be expected to affect
the functioning of the national economy in two ways.
First, the costs of violent crime are substantial, and,
through the mechanism of insurance, those costs are
spread throughout the population. Second, violent crime
reduces the willingness of individuals to travel to
areas within the country that are perceived to be unsafe."
Id., at 563-564 (citation omitted). The Government also
argued that the presence of guns at schools poses a
threat to the educational process, which in turn threatens
to produce a less efficient and productive workforce,
which will negatively affect national productivity and
thus interstate commerce. Ibid.
We rejected these "costs of crime"
and "national productivity" arguments because
they would permit Congress to "regulate not only
all violent crime, but all activities that might lead
to violent crime, regardless of how tenuously they relate
to interstate commerce." Id., at 564. We noted
that, under this but-for reasoning:
"Congress could regulate any activity
that it found was related to the economic productivity
of individual citizens: family law (including marriage,
divorce, and child custody), for example. Under the[se]
theories ... , it is difficult to perceive any limitation
on federal power, even in areas such as criminal law
enforcement or education where States historically have
been sovereign. Thus, if we were to accept the Government's
arguments, we are hard pressed to posit any activity
by an individual that Congress is without power to regulate."
Ibid.
With these principles underlying our Commerce
Clause jurisprudence as reference points, the proper
resolution of the present cases is clear. Gender-motivated
crimes of violence are not, in any sense of the phrase,
economic activity. While we need not adopt a categorical
rule against aggregating the effects of any noneconomic
activity in order to decide these cases, thus far in
our Nation's history our cases have upheld Commerce
Clause regulation of intrastate activity only where
that activity is economic in nature. See, e.g., id.,
at 559-560, and the cases cited therein.
Like the Gun-Free School Zones Act at
issue in Lopez, §13981 contains no jurisdictional
element establishing that the federal cause of action
is in pursuance of Congress' power to regulate interstate
commerce. Although Lopez makes clear that such a jurisdictional
element would lend support to the argument that §13981
is sufficiently tied to interstate commerce, Congress
elected to cast §13981's remedy over a wider, and
more purely intrastate, body of violent crime.5
In contrast with the lack of congressional
findings that we faced in Lopez, §13981 is supported
by numerous findings regarding the serious impact that
gender-motivated violence has on victims and their families.
See, e.g., H. R. Conf. Rep. No. 103-711, p. 385 (1994);
S. Rep. No. 103-
138, p. 40 (1993); S. Rep. No. 101-545, p. 33 (1990).
But the existence of congressional findings is not sufficient,
by itself, to sustain the constitutionality of Commerce
Clause legislation. As we stated in Lopez, " `[S]imply
because Congress may conclude that a particular activity
substantially affects interstate commerce does not necessarily
make it so.' " 514 U. S., at 557, n. 2 (quoting
Hodel, 452 U. S., at 311 (Rehnquist, J., concurring
in judgment)). Rather, " `[w]hether particular
operations affect interstate commerce sufficiently to
come under the constitutional power of Congress to regulate
them is ultimately a judicial rather than a legislative
question, and can be settled finally only by this Court.'
" 514 U. S., at 557, n. 2 (quoting Heart of Atlanta
Motel, 379 U. S., at 273 (Black, J., concurring)).
In these cases, Congress' findings are
substantially weakened by the fact that they rely so
heavily on a method of reasoning that we have already
rejected as unworkable if we are to maintain the Constitution's
enumeration of powers. Congress found that gender-motivated
violence affects interstate commerce
"by deterring potential victims from
traveling interstate, from engaging in employment in
interstate business, and from transacting with business,
and in places involved in interstate commerce; ... by
diminishing national productivity, increasing medical
and other costs, and decreasing the supply of and the
demand for interstate products." H. R. Conf. Rep.
No. 103-711, at 385.
Accord, S. Rep. No. 103-138, at 54. Given
these findings and petitioners' arguments, the concern
that we expressed in Lopez that Congress might use the
Commerce Clause to completely obliterate the Constitution's
distinction between national and local authority seems
well founded. See Lopez, supra, at 564. The reasoning
that petitioners advance seeks to follow the but-for
causal chain from the initial occurrence of violent
crime (the suppression of which has always been the
prime object of the States' police power) to every attenuated
effect upon interstate commerce. If accepted, petitioners'
reasoning would allow Congress to regulate any crime
as long as the nationwide, aggregated impact of that
crime has substantial effects on employment, production,
transit, or consumption. Indeed, if Congress may regulate
gender-motivated violence, it would be able to regulate
murder or any other type of violence since gender-motivated
violence, as a subset of all violent crime, is certain
to have lesser economic impacts than the larger class
of which it is a part.
Petitioners' reasoning, moreover, will
not limit Congress to regulating violence but may, as
we suggested in Lopez, be applied equally as well to
family law and other areas of traditional state regulation
since the aggregate effect of marriage, divorce, and
childrearing on the national econ-
omy is undoubtedly significant. Congress
may have recognized this specter when it expressly precluded
§13981 from being used in the family law context.6
See 42 U. S. C. §13981(e)(4). Under our written
Constitution, however, the limitation of congressional
authority is not solely a matter of legislative grace.7
See Lopez, supra, at 575-579 (Kennedy, J., concurring);
Marbury, 1 Cranch, at 176-178.
We accordingly reject the argument that
Congress may regulate noneconomic, violent criminal
conduct based solely on that conduct's aggregate effect
on interstate commerce. The Constitution requires a
distinction between what is truly national and what
is truly local. Lopez, 514 U. S., at 568 (citing Jones
& Laughlin Steel, 301 U. S., at 30). In recognizing
this fact we preserve one of the few principles that
has been consistent since the Clause was adopted. The
regulation and punishment of intrastate violence that
is not directed at the instrumentalities, channels,
or goods involved in interstate commerce has always
been the province of the States. See, e.g., Cohens v.
Virginia, 6 Wheat. 264, 426, 428 (1821) (Marshall, C.
J.) (stating that Congress "has no general right
to punish murder committed within any of the States,"
and that it is "clear ... that congress cannot
punish felonies generally"). Indeed, we can think
of no better example of the police power, which the
Founders denied the National Government and reposed
in the States, than the suppression of violent crime
and vindication of its victims.8 See, e.g., Lopez, 514
U. S., at 566 ("The Constitution ... withhold[s]
from Congress a plenary police power"); id., at
584-585 (Thomas, J., concurring) ("[W]e always
have rejected readings of the Commerce Clause and the
scope of federal power that would permit Congress to
exercise a police power"), 596-597, and n. 6 (noting
that the first Congresses did not enact nationwide punishments
for criminal conduct under the Commerce Clause).
III
Because we conclude that the Commerce
Clause does not provide Congress with authority to enact
§13981, we address petitioners' alternative argument
that the section's civil remedy should be upheld as
an exercise of Congress' remedial power under §5
of the Fourteenth Amendment. As noted above, Congress
expressly invoked the Fourteenth Amendment as a source
of authority to enact §13981.
The principles governing an analysis of
congressional legislation under §5 are well settled.
Section 5 states that Congress may " `enforce,'
by `appropriate legislation' the constitutional guarantee
that no State shall deprive any person of `life, liberty
or property, without due process of law,' nor deny any
person `equal protection of the laws.' " City of
Boerne v. Flores, 521 U. S. 507, 517 (1997). Section
5 is "a positive grant of legislative power,"
Katzenbach v. Morgan, 384 U. S. 641, 651 (1966), that
includes authority to "prohibit conduct which is
not itself unconstitutional and [to] intrud[e] into
`legislative spheres of autonomy previously reserved
to the States.' " Flores, supra, at 518 (quoting
Fitzpatrick v. Bitzer, 427 U. S. 445, 455 (1976)); see
also Kimel v. Florida Bd. of Regents, 528 U. S. ___,
___ (2000) (slip op., at 16). However, "[a]s broad
as the congressional enforcement power is, it is not
unlimited." Oregon v. Mitchell, 400 U. S. 112,
128 (1970); see also Kimel, supra, at ___-___ (slip
op., at 16-17). In fact, as we discuss in detail below,
several limitations inherent in §5's text and constitutional
context have been recognized since the Fourteenth Amendment
was adopted.
Petitioners' §5 argument is founded
on an assertion that there is pervasive bias in various
state justice systems against victims of gender-motivated
violence. This assertion is supported by a voluminous
congressional record. Specifically, Congress received
evidence that many participants in state justice systems
are perpetuating an array of erroneous stereotypes and
assumptions. Congress concluded that these discriminatory
stereotypes often result in insufficient investigation
and prosecution of gender-motivated crime, inappropriate
focus on the behavior and credibility of the victims
of that crime, and unacceptably lenient punishments
for those who are actually convicted of gender-motivated
violence. See H. R. Conf. Rep. No. 103-711, at 385-386;
S. Rep. No. 103-138, at 38, 41-55; S. Rep. No. 102-197,
at 33-35, 41, 43-47. Petitioners contend that this bias
denies victims of gender-motivated violence the equal
protection of the laws and that Congress therefore acted
appropriately in enacting a private civil remedy against
the perpetrators of gender-motivated violence to both
remedy the States' bias and deter future instances of
discrimination in the state courts.
As our cases have established, state-sponsored
gender discrimination violates equal protection unless
it " `serves "important governmental objectives
and ... the discriminatory means employed" are
"substantially related to the achievement of those
objectives." ' " United States v. Virginia,
518 U. S. 515, 533 (1996) (quoting Mississippi Univ.
for Women v. Hogan, 458 U. S. 718, 724 (1982), in turn
quoting Wengler v. Druggists Mut. Ins. Co., 446 U. S.
142, 150 (1980)). See also Craig v. Boren, 429 U. S.
190, 198-199 (1976). However, the language and purpose
of the Fourteenth Amendment place certain limitations
on the manner in which Congress may attack discriminatory
conduct. These limitations are necessary to prevent
the Fourteenth Amendment from obliterating the Framers'
carefully crafted balance of power between the States
and the National Government. See Flores, supra, at 520-524
(reviewing the history of the Fourteenth Amendment's
enactment and discussing the contemporary belief that
the Amendment "does not concentrate power in the
general government for any purpose of police government
within the States") (quoting T. Cooley, Constitutional
Limitations 294, n. 1 (2d ed. 1871)). Foremost among
these limitations is the time-honored principle that
the Fourteenth Amendment, by its very terms, prohibits
only state action. "[T]he principle has become
firmly embedded in our constitutional law that the action
inhibited by the first section of the Fourteenth Amendment
is only such action as may fairly be said to be that
of the States. That Amendment erects no shield against
merely private conduct, however discriminatory or wrongful."
Shelley v. Kraemer, 334 U. S. 1, 13, and n. 12 (1948).
Shortly after the Fourteenth Amendment
was adopted, we decided two cases interpreting the Amendment's
provisions, United States v. Harris, 106 U. S. 629 (1883),
and the Civil Rights Cases, 109 U. S. 3 (1883). In Harris,
the Court considered a challenge to §2 of the Civil
Rights Act of 1871. That section sought to punish "private
persons" for "conspiring to deprive any one
of the equal protection of the laws enacted by the State."
106 U. S., at 639. We concluded that this law exceeded
Congress' §5 power because the law was "directed
exclusively against the action of private persons, without
reference to the laws of the State, or their administration
by her officers." Id., at 640. In so doing, we
reemphasized our statement from Virginia v. Rives, 100
U. S. 313, 318 (1880), that " `these provisions
of the fourteenth amendment have reference to State
action exclusively, and not to any action of private
individuals.' " Harris, supra, at 639 (misquotation
in Harris).
We reached a similar conclusion in the
Civil Rights Cases. In those consolidated cases, we
held that the public accommodation provisions of the
Civil Rights Act of 1875, which applied to purely private
conduct, were beyond the scope of the §5 enforcement
power. 109 U. S., at 11 ("Individual invasion of
individual rights is not the subject-matter of the [Fourteenth]
[A]mendment"). See also, e.g., Romer v. Evans,
517 U. S. 620, 628 (1996) ("[I]t was settled early
that the Fourteenth Amendment did not give Congress
a general power to prohibit discrimination in public
accommodations"); Lugar v. Edmondson Oil Co., 457
U. S. 922, 936 (1982) ("Careful adherence to the
`state action' requirement preserves an area of individual
freedom by limiting the reach of federal law and federal
judicial power"); Blum v. Yaretsky, 457 U. S. 991,
1002 (1982); Moose Lodge No. 107 v. Irvis, 407 U. S.
163, 172 (1972); Adickes v. S. H. Kress & Co., 398
U. S. 144, 147 n. 2 (1970); United States v. Cruikshank,
92 U. S. 542, 554 (1876) ("The fourteenth amendment
prohibits a state from depriving any person of life,
liberty, or property, without due process of law; but
this adds nothing to the rights of one citizen as against
another. It simply furnishes an additional guaranty
against any encroachment by the States upon the fundamental
rights which belong to every citizen as a member of
society").
The force of the doctrine of stare decisis
behind these decisions stems not only from the length
of time they have been on the books, but also from the
insight attributable to the Members of the Court at
that time. Every Member had been appointed by President
Lincoln, Grant, Hayes, Garfield, or Arthur--and each
of their judicial appointees obviously had intimate
knowledge and familiarity with the events surrounding
the adoption of the Fourteenth Amendment.
Petitioners contend that two more recent
decisions have in effect overruled this longstanding
limitation on Congress' §5 authority. They rely
on United States v. Guest, 383 U. S. 745 (1966), for
the proposition that the rule laid down in the Civil
Rights Cases is no longer good law. In Guest, the Court
reversed the construction of an indictment under 18
U. S. C. §241, saying in the course of its opinion
that "we deal here with issues of statutory construction,
not with issues of constitutional power." 383 U.
S., at 749. Three Members of the Court, in a separate
opinion by Justice Brennan, expressed the view that
the Civil Rights Cases were wrongly decided, and that
Congress could under §5 prohibit actions by private
individuals. 383 U. S., at 774 (opinion concurring in
part and dissenting in part). Three other Members of
the Court, who joined the opinion of the Court, joined
a separate opinion by Justice Clark which in two or
three sentences stated the conclusion that Congress
could "punis[h] all conspiracies--with or without
state action--that interfere with Fourteenth Amendment
rights." Id., at 762 (concurring opinion). Justice
Harlan, in another separate opinion, commented with
respect to the statement by these Justices:
"The action of three of the Justices
who joined the Court's opinion in nonetheless cursorily
pronouncing themselves on the far-reaching constitutional
questions deliberately not reached in Part II seems
to me, to say the very least, extraordinary." Id.,
at 762, n. 1 (opinion concurring in part and dissenting
in part).
Though these three Justices saw fit to
opine on matters not before the Court in Guest, the
Court had no occasion to revisit the Civil Rights Cases
and Harris, having determined "the indictment [charging
private individuals with conspiring to deprive blacks
of equal access to state facilities] in fact contain[ed]
an express allegation of state involvement." 383
U. S., at 756. The Court concluded that the implicit
allegation of "active connivance by agents of the
State" eliminated any need to decide "the
threshold level that state action must attain in order
to create rights under the Equal Protection Clause."
Ibid. All of this Justice Clark explicitly acknowledged.
See id., at 762 (concurring opinion) ("The Court's
interpretation of the indictment clearly avoids the
question whether Congress, by appropriate legislation,
has the power to punish private conspiracies that interfere
with Fourteenth Amendment rights, such as the right
to utilize public facilities").
To accept petitioners' argument, moreover,
one must add to the three Justices joining Justice Brennan's
reasoned explanation for his belief that the Civil Rights
Cases were wrongly decided, the three Justices joining
Justice Clark's opinion who gave no explanation whatever
for their similar view. This is simply not the way that
reasoned constitutional adjudication proceeds. We accordingly
have no hesitation in saying that it would take more
than the naked dicta contained in Justice Clark's opinion,
when added to Justice Brennan's opinion, to cast any
doubt upon the enduring vitality of the Civil Rights
Cases and Harris.
Petitioners also rely on District of Columbia
v. Carter, 409 U. S. 418 (1973). Carter was a case addressing
the question whether the District of Columbia was a
"State" within the meaning of Rev. Stat. §1979,
42 U. S. C. §1983--a section which by its terms
requires state action before it may be employed. A footnote
in that opinion recites the same litany respecting Guest
that petitioners rely on. This litany is of course entirely
dicta, and in any event cannot rise above its source.
We believe that the description of the §5 power
contained in the Civil Rights Cases is correct:
"But where a subject has not submitted
to the general legislative power of Congress, but is
only submitted thereto for the purpose of rendering
effective some prohibition against particular [s]tate
legislation or [s]tate action in reference to that subject,
the power given is limited by its object, any legislation
by Congress in the matter must necessarily be corrective
in its character, adapted to counteract and redress
the operation of such prohibited state laws or proceedings
of [s]tate officers." 109 U. S., at 18.
Petitioners alternatively argue that,
unlike the situation in the Civil Rights Cases, here
there has been gender-based disparate treatment by state
authorities, whereas
in those cases there was no indication of such state
action. There is abundant evidence, however, to show
that the Congresses that enacted the Civil Rights Acts
of 1871 and 1875 had a purpose similar to that of Congress
in enacting §13981: There were state laws on the
books bespeaking equality of treatment, but in the administration
of these laws there was discrimination against newly
freed slaves. The statement of Representative Garfield
in the House and that of Senator Sumner in the Senate
are representative:
"[T]he chief complaint is not that
the laws of the State are unequal, but that even where
the laws are just and equal on their face, yet, by a
systematic maladministration of them, or a neglect or
refusal to enforce their provisions, a portion of the
people are denied equal protection under them."
Cong. Globe, 42d Cong., 1st Sess., App. 153 (1871) (statement
of Rep. Garfield).
"The Legislature of South Carolina
has passed a law giving precisely the rights contained
in your `supplementary civil rights bill.' But such
a law remains a dead letter on her statute-books, because
the State courts, comprised largely of those whom the
Senator wishes to obtain amnesty for, refuse to enforce
it." Cong. Globe, 42d Cong., 2d Sess., 430 (1872)
(statement of Sen. Sumner).
See also, e.g., Cong. Globe, 42d Cong.,
1st Sess., at 653 (statement of Sen. Osborn); id., at
457 (statement of Rep. Coburn); id., at App. 78 (statement
of Rep. Perry); 2 Cong. Rec. 457 (1874) (statement of
Rep. Butler); 3 Cong. Rec. 945 (1875) (statement of
Rep. Lynch).
But even if that distinction were valid,
we do not believe it would save §13981's civil
remedy. For the remedy is simply not "corrective
in its character, adapted to counteract and redress
the operation of such prohibited [s]tate laws or proceedings
of [s]tate officers." Civil Rights Cases, 109 U.
S., at 18. Or, as we have phrased it in more recent
cases, prophylactic legislation under §5 must have
a " `congruence and proportionality between the
injury to be prevented or remedied and the means adopted
to that end." Florida Prepaid Postsecondary Ed.
Expense Bd. v. College Savings Bank, 527 U. S. 627,
639 (1999); Flores, 521 U. S., at 526. Section 13981
is not aimed at proscribing discrimination by officials
which the Fourteenth Amendment might not itself proscribe;
it is directed not at any State or state actor, but
at individuals who have committed criminal acts motivated
by gender bias.
In the present cases, for example, §13981
visits no consequence whatever on any Virginia public
official involved in investigating or prosecuting Brzonkala's
assault. The section is, therefore, unlike any of the
§5 remedies that we have previously upheld. For
example, in Katzenbach v. Morgan, 384 U. S. 641 (1966),
Congress prohibited New York from imposing literacy
tests as a prerequisite for voting because it found
that such a requirement disenfranchised thousands of
Puerto Rican immigrants who had been educated in the
Spanish language of their home territory. That law,
which we upheld, was directed at New York officials
who administered the State's election law and prohibited
them from using a provision of that law. In South Carolina
v. Katzenbach, 383 U. S. 301 (1966), Congress imposed
voting rights requirements on States that, Congress
found, had a history of discriminating against blacks
in voting. The remedy was also directed at state officials
in those States. Similarly, in Ex parte Virginia, 100
U. S. 339 (1880), Congress criminally punished state
officials who intentionally discriminated in jury selection;
again, the remedy was directed to the culpable state
official.
Section 13981 is also different from these
previously upheld remedies in that it applies uniformly
throughout the Nation. Congress' findings indicate that
the problem of discrimination against the victims of
gender-motivated crimes does not exist in all States,
or even most States. By contrast, the §5 remedy
upheld in Katzenbach v. Morgan, supra, was directed
only to the State where the evil found by Congress existed,
and in South Carolina
v. Katzenbach, supra, the remedy was directed only to
those States in which Congress found that there had
been discrimination.
For these reasons, we conclude that Congress'
power under §5 does not extend to the enactment
of §13981.
IV
Petitioner Brzonkala's complaint alleges
that she was the victim of a brutal assault. But Congress'
effort in §13981 to provide a federal civil remedy
can be sustained neither under the Commerce Clause nor
under §5 of the Fourteenth Amendment. If the allegations
here are true, no civilized system of justice could
fail to provide her a remedy for the conduct of respondent
Morrison. But under our federal system that remedy must
be provided by the Commonwealth of Virginia, and not
by the United States. The judgment of the Court of Appeals
is
Affirmed.
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