MORSE v. REPUBLICAN PARTY OF VIRGINIA
Argued October 2, 1995
Decided March 27, 1996
Appellee Republican Party of Virginia
(Party) invited all registered Virginia voters willing
to declare their support for the Party's nominees at
the 1994 general election to become delegates to a convention
to nominate the Party's candidate for United States
Senator upon payment of a registration fee. Appellants
Bartholomew and Enderson desired, and were qualified,
to become delegates, but were rejected because they
refused to pay the fee; appellant Morse paid the fee
with funds advanced by supporters of the eventual nominee.
Alleging, inter alia, that the imposition of the fee
violated 5 and 10 of the Voting Rights Act of 1965,
appellants filed a complaint seeking an injunction preventing
the Party from imposing the fee and ordering it to return
the fee paid by Morse. The three-judge District Court
convened to consider the 5 and 10 claims granted the
Party's motion to dismiss, concluding that the "general
rule" that 5 covers political parties to the extent
that they are empowered to conduct primary elections
is inapplicable to the selection of nominating convention
delegates under a regulation promulgated by the Attorney
General of the United States and under this Court's
summary decision in Williams v. Democratic Party of
Georgia, 409 U.S. 809 ; and that only the Attorney General
has authority to enforce 10.
Held:
The judgment is reversed, and the case
is remanded.
853 F. Supp. 212, reversed and remanded.
Justice STEVENS, joined by JUSTICE GINSBURG,
concluded:
1. The Party's decision to exact the registration fee
was subject to 5, which, among other things, prohibits
Virginia and other covered jurisdictions from enacting
or enforcing "any voting qualification or Page
II prerequisite . . . different from that in force .
. . on" a specified date unless the change has
been precleared by the Attorney General. Pp. 4-44.
(a) The District Court erred in its application
of the Attorney General's regulation, which unambiguously
requires 5 preclearance when a political party makes
a change affecting voting if, inter alia, the party
is "acting under authority explicitly or implicitly
granted by a covered jurisdiction." Because Virginia
law provides that the nominees of the two major political
parties shall automatically appear on the general election
ballot, without the need to declare their candidacy
or to demonstrate their support with a nominating petition,
and authorizes the two parties to determine for themselves
how they will select their nominees, whether by primary,
nominating convention, or some other method, the Party
"act[ed] under authority" of Virginia when
it picked its candidate at the convention and certified
the nominee for automatic placement on the general election
ballot. Cf. Smith v. Allwright, 321 U.S. 649, 653 ,
n. 6, 660, 663. Because the conclusion that the Party's
activities fall directly within the regulation's scope
is not contradicted, but is in fact supported, by this
Court's narrow holding in Williams, supra, the District
Court also erred when it based its dismissal of appellants'
complaint on that case. Pp. 6-16.
(b) The Act's language and structure compel
the conclusion that 5 of its own force covers changes
such as the Party's filing fee when the electoral practice
at issue is a nominating convention. This Court has
consistently construed the Act to require preclearance
of any change bearing on the "effectiveness"
of a vote cast in a primary, special, or general election,
including changes in the composition of the electorate
that votes for a particular office. See, e.g., Allen
v. State Bd. of Elections, 393 U.S. 544, 570 . By limiting
the opportunity for voters to participate in the convention,
the Party's filing fee undercuts their influence on
the field of candidates whose names will appear on the
ballot, and thus weakens the "effectiveness"
of their votes cast in the general election itself.
That 5 covers nonprimary nomination methods is also
supported by Whitley v. Williams, decided with Allen,
supra; by the text and legislative history of 14, which
defines the terms "vote" or "voting"
to include "all action necessary to make a vote
effective in any . . . election," including the
selection of persons for "party office"; and
by the text of 2, which bans any racially discriminatory
voting qualification or prerequisite if "the political
processes leading to nomination or election . . . are
not equally open to . . . [protected group] members."
(Emphasis added.) Pp. 16-23.
(c) Consideration of the historical background
which informed Page III the 89th Congress when it passed
the Act - particularly Terry v. Adams, 345 U.S. 461
, and the other "White Primary Cases," in
which the Court applied the Fifteenth Amendment to strike
down a succession of measures by Texas authorities to
exclude minority voters from their nomination processes
- confirms the conclusion that 5 applies here. None
of the reasons offered to support appellees' contention
that the White Primary Cases have no bearing on the
Act's proper interpretation - (1) that the Party's convention
did not operate in a racially discriminatory manner;
(2) that, although the Act was meant to enforce the
Fifteenth Amendment, the 89th Congress did not intend
to legislate to that Amendment's "outer limit";
and (3) that present-day Virginia is not a one-party
Commonwealth, unlike post-Reconstruction Texas - is
persuasive. Pp. 23-33.
(d) None of the dissents' arguments for
rejecting the foregoing construction of 5-that a political
party is not a "State or political subdivision"
within 5's literal meaning because it is not a governmental
unit; that the Court should not defer to the Attorney
General's regulation when construing 5's coverage; that
a major political party is not a "state actor"
under the Court's decisions unless its nominees are
virtually certain to win the general election; and that
the construction amounts to adoption of a "blanket
rule" that all political parties must preclear
all of their internal procedures - is convincing. Pp.
33-40.
(e) Appellees' practical objections to
the foregoing construction of 5 - (1) that it will create
an administrative nightmare for political parties and
the Justice Department, and (2) that it threatens to
abridge First Amendment associational rights - are rejected.
Pp. 41-44.
2. Section 10 of the Act - which does
not expressly mention private actions when it authorizes
the Attorney General to file suit against racially motivated
poll taxes - does not preclude appellants from challenging
the Party's registration fee as a prohibited poll tax.
Evaluation of congressional action must take into account
its contemporary legal context. See, e.g., Cannon v.
University of Chicago, 441 U.S. 677, 698 -699. Because
the Act was passed against a "backdrop" of
decisions in which implied causes of action were regularly
found, see id., at 698, and nn. 22-23, private parties
may sue to enforce 10, just as they may enforce 5, see
Allen, supra, at 556, 557, n. 23, or 2, see, e.g., Chisom
v. Roemer, 501 U.S. 380 . Appellees' argument to the
contrary was rejected in Allen, supra, at 556, n. 20,
and is also refuted by 3 and 14(e) of the Act, both
of which recognize the existence of a private 10 right
of action. Appellees' argument that a delegate registration
fee is not a poll tax addresses the merits and should
be considered by the District Court Page III in the
first instance. Pp. 44-50.
JUSTICE BREYER, joined by JUSTICE O'CONNOR
and JUSTICE SOUTER, concluded:
1. In light of the legislative history
demonstrating that, in 1965, Congress was well aware
of the White Primary Cases, the failure of case-by-case
enforcement of the Fifteenth Amendment, and Mississippi's
then-recent efforts to use an "all-white"
convention process to help nominate a Democratic candidate
for President, and that the Act's "party office"
provision was adopted to cover the latter type of situation,
the Act cannot be interpreted to contain a loophole
excluding all political party activity, but must be
read to apply to certain convention-based practices
and procedures with respect to voting. That is as far
as the Court need go to answer the statutory question
presented by this case. Indeed, it is as far as the
Court should go, given the difficult First Amendment
questions about the extent to which the Federal Government,
through preclearance procedures, can regulate the workings
of a political party convention, and about the limits
imposed by the state action doctrine. Such questions
are properly left for a case that squarely presents
them. The fee imposed here, however, is within the scope
of 5, and well outside the area of greatest associational
concern. Pp. 1-6.
2. Congress intended to establish a private
right of action to enforce 10, no less than it did to
enforce 2 and 5. See Allen v. State Bd. of Elections,
393 U.S. 544, 556 -557. Justice BREYER expressed no
view as to the merits of the underlying 10 claim. Pp.
6-7.
STEVENS, J., announced the judgment of
the Court and delivered an opinion, in which GINSBURG,
J., joined. BREYER, J., filed an opinion concurring
in the judgment, in which O'CONNOR and SOUTER, JJ.,
joined. SCALIA, J., filed a dissenting opinion, in which
THOMAS, J., joined. KENNEDY, J., filed a dissenting
opinion, in which REHNQUIST, C.J., joined. THOMAS, J.,
filed a dissenting opinion, in which REHNQUIST, C.J.,
and SCALIA, J., joined, and in which KENNEDY, J., joined
as to Part II. [ MORSE v. REPUBLICAN PARTY OF VIRGINIA,
___ U.S. ___ (1996) , 1]
JUSTICE STEVENS announced the judgment of the Court
and delivered an opinion, in which JUSTICE GINSBURG
joins.
In 1994, all registered voters in Virginia
who were willing to declare their intent to support
the Republican Party's nominees for public office at
the next election could participate in the nomination
of the Party's candidate for the office of United States
Senator if they paid either a $35 or $45 registration
fee. Appellants contend that the imposition of that
fee as a condition precedent to participation in the
candidate selection process was a poll tax prohibited
by the Voting Rights Act of 1965. The questions we must
decide are whether 5 of the Act required preclearance
of the Party's decision to exact the fee and whether
appellants were permitted to challenge it as a poll
tax prohibited by 10.
I
On December 16, 1993, the Republican Party of Virginia
(Party) issued a call for a state convention to be held
on June 3, 1994, to nominate the Republican candidate
for United States Senator. The call invited all registered
voters in Virginia to participate in local mass [ MORSE
v. REPUBLICAN PARTY OF VIRGINIA, ___ U.S. ___ (1996)
, 2] meetings, canvasses or conventions to be conducted
by officials of the Party. Any voter could be certified
as a delegate to the state convention by a local political
committee upon payment of a registration fee of $35
or $45 depending on the date of certification. Over
14,000 voters paid the fee and took part in the convention.
In response to the call, appellants Bartholomew,
Enderson, and Morse sought to become delegates to the
convention. As a registered voter in Virginia willing
to declare his or her intent to support the Party's
nominee, each was eligible to participate upon payment
of the registration fee. Bartholomew and Enderson refused
to pay the fee and did not become delegates; Morse paid
the fee with funds advanced by supporters of the eventual
nominee.
On May 2, 1994, appellants filed a complaint
in the United States District Court for the Western
District of Virginia alleging that the imposition of
the registration fee violated 5 and 10 of the Voting
Rights Act, 79 Stat. 439, 442, as amended, 42 U.S.C.
1973c 1 and [ MORSE v. REPUBLICAN PARTY OF VIRGINIA,
___ U.S. ___ (1996) , 3] 1973h (1988 ed.), as well as
the Equal Protection Clause of the Fourteenth Amendment
2 and the Twenty-fourth Amendment 3 to the Constitution.
They sought an injunction preventing the Party from
imposing the fee and ordering it to return the fee paid
by Morse. As 5 and 10 require, a three-judge District
Court was convened to consider the statutory claims.
See Morse v. Oliver North for U.S. Senate Comm., Inc.,
853 F. Supp. 212 (WD Va. 1994). That court remanded
the two constitutional claims to a single-judge District
Court, 4 and, after expedited briefing and argument,
granted the Party's motion to dismiss the 5 and 10 claims.
After noting "a general rule"
that political parties are subject to 5 to the extent
that they are empowered to conduct primary elections,
the Court gave two reasons for concluding that the rule
did not apply to the selection [ MORSE v. REPUBLICAN
PARTY OF VIRGINIA, ___ U.S. ___ (1996) , 4] of delegates
to a state nominating convention. First, it read a regulation
promulgated by the Attorney General as disavowing 5
coverage of political party activities other than the
conduct of primary elections. Second, it relied on our
summary affirmance of the District Court's holding in
Williams v. Democratic Party of Georgia, Civ. Action
No. 16286 (ND Ga., Apr. 6, 1972), that 5 does not cover
a party's decision to change its method of selecting
delegates to a national convention. See 409 U.S. 809
(1972). Its dismissal of the 10 claim rested on its
view that only the Attorney General has authority to
enforce that section of the Act. 853 F. Supp., at 215-217.
We noted probable jurisdiction, 513 U.S.
___ (1995), and now reverse.
II
In the Voting Rights Act of 1965, Congress enacted a
complex scheme of remedies for racial discrimination
in voting that were to be applied in areas where such
discrimination had been most flagrant. Section 4 of
the Act sets forth the formula for identifying the jurisdictions
in which such discrimination had occurred, see South
Carolina v. Katzenbach, 383 U.S. 301, 317 -318 (1966),
and 5 prescribes the most stringent of those remedies.
It prohibits the enactment or enforcement by any covered
jurisdiction of voting qualifications or procedures
that differ from those in effect on November 1, 1964,
or two later dates, unless they have been precleared
by the Attorney General or approved by the United States
District Court for the District of Columbia. See Allen
v. State Bd. of Elections, 393 U.S. 544, 548 -550 (1969).
5 Virginia is one of the seven States to [ MORSE v.
REPUBLICAN PARTY OF VIRGINIA, ___ U.S. ___ (1996) ,
5] which the 4 coverage formula was found applicable
on August 7, 1965. 6 The entire Commonwealth has been
subject to the preclearance obligation of 5 ever since.
It is undisputed that the Republican Party's
practice of charging a registration fee as a prerequisite
to participation in the process of selecting a candidate
for United States Senator was not in effect on November
1, 1964. It is also undisputed that if the candidate
had been selected in a primary election, the Party could
not have enforced a voting qualification or procedure
different from those in effect on November 1, 1964,
without first preclearing it under 5. Finally, we understand
the Party to agree that if the registration fee had
been mandated by state law, or by a state election official,
preclearance would have been required.
What is in dispute is whether the coverage
of 5 encompasses the Party's voting qualifications and
procedures when its nominees are chosen at a convention.
In answering that question, we first note that the District
Court's decision is not supported either by the Attorney
General's regulation or by the narrow holding in the
Williams case. We then explain why coverage is mandated
by our consistent construction of the text and history
of the Act. Finally, we discuss the 10 private cause
of action issue. [ MORSE v. REPUBLICAN PARTY OF VIRGINIA,
___ U.S. ___ (1996) , 6]
III
The Party does not question the validity of the Attorney
General's regulation. That regulation unambiguously
provides that when a political party makes a change
affecting voting, 5 requires preclearance if two conditions
are satisfied: the change must relate to "a public
electoral function of the party" and the party
must be "acting under authority explicitly or implicitly
granted by a covered jurisdiction." 7 The Party
does not deny that the delegate fee is a change that
relates to a public electoral function of the Party.
It argues, instead, that the regulation did not apply
when it selected its nominee for United States Senator
at a convention because it was not "acting under
authority" granted by Virginia. We disagree. The
District Court erred in its application of the regulation,
because the Party exercised delegated state power when
it certified its nominee for automatic placement on
Virginia's general election ballot.
Virginia law creates two separate tracks
for access to the ballot, depending on the affiliation
of the candidate. An independent candidate for a statewide
office must [ MORSE v. REPUBLICAN PARTY OF VIRGINIA,
___ U.S. ___ (1996) , 7] comply with several requirements.
The candidate must file a declaration of candidacy with
the State Board of Elections. He or she must also file
a petition signed by a predetermined number of qualified
voters. For elections to the United States Senate, that
number is equal to one-half of one percent of the registered
voters in the Commonwealth, with at least 200 signatures
from each of the 11 congressional districts. Va. Code
Ann. 24.2-506 (1993). In 1994, the required number of
signatures was 14,871. 8
By contrast, the election code provides
that the nominees of the two major political parties
9 shall automatically appear on the general election
ballot, without the need to declare their candidacy
or to demonstrate their support with a nominating petition.
24.2-511. Party nominees are listed sequentially on
the ballot before independent candidates, all of whom
are grouped together [ MORSE v. REPUBLICAN PARTY OF
VIRGINIA, ___ U.S. ___ (1996) , 8] in a separate row
or column or spaced apart from the former. 10 24.2-613,
24.2-640. Virginia law authorizes the two parties to
determine for themselves how they will select their
nominees - by primary, by nominating convention, or
by some other method. 24.2-509(A). 11 The Republican
Party has taken advantage of these options in past elections.
Its nominee has sometimes been selected by the Party's
State Central Committee, sometimes by statewide convention,
and sometimes by primary election. Whatever method is
chosen, state law requires the Commonwealth to place
the name of the nominee on the general election ballot.
12 [ MORSE v. REPUBLICAN PARTY OF VIRGINIA, ___ U.S.
___ (1996) , 9]
In this dual regime, the parties "ac[t]
under authority" of Virginia when they decide who
will appear on the general election ballot. 28 CFR 51.7
(1995). It is uncontested that Virginia has sole authority
to set the qualifications for ballot access. Pursuant
to that authority, the Commonwealth has prescribed stringent
criteria for access with which nearly all independent
candidates and political organizations must comply.
But it reserves two places on its ballot - indeed, the
top two positions 13 - for the major parties to fill
with their nominees, however chosen. Those parties are
effectively granted the power to enact their own qualifications
for placement of candidates on the ballot, which the
Commonwealth ratifies by adopting their nominees. By
holding conventions, for example, the Party does not
need to assemble thousands of signatures on a petition
for its nominee. In some years, as few as 550 nominators
have selected the Party's candidate for United States
Senate. 14 Even in 1994, when the Party convention had
its largest attendance to date, fewer nominators were
present than would have been necessary to meet the petition
requirement. 15 In any event, state [ MORSE v. REPUBLICAN
PARTY OF VIRGINIA, ___ U.S. ___ (1996) , 10] law permits
the Party to allow as many or as few delegates as it
sees fit to choose the Party nominee.
The Party is thus delegated the power
to determine part of the field of candidates from which
the voters must choose. Correspondingly, when Virginia
incorporates the Party's selection, it "endorses,
adopts and enforces" the delegate qualifications
set by the Party for the right to choose that nominee.
Smith v. Allwright, 321 U.S. 649, 664 (1944). The major
parties have no inherent right to decide who may appear
on the ballot. That is a privilege conferred by Virginia
law, not natural law. If the Party chooses to avail
itself of this delegated power over the electoral process,
it necessarily becomes subject to the regulation. 16
[ MORSE v. REPUBLICAN PARTY OF VIRGINIA, ___ U.S. ___
(1996) , 11]
In concluding that the regulation applies
to the Party, we are guided by the reasoning of Smith
v. Allwright, decided more than half a century ago.
There, Texas gave automatic ballot access to the nominee
of any party that polled a certain number of votes at
the preceding general election, and required independent
candidates to file nominating petitions. Id., at 653,
n. 6, 663. We explained that "recognition of the
place of the primary in the electoral scheme,"
rather than the degree of state control over it, made
clear that "state delegation to a party of the
power to fix the qualifications of primary elections
is delegation of a state function that may make the
party's action the action of the State." Id., at
660. The only difference here is that Virginia has not
required its political parties to conduct primary elections
to nominate their candidates. But the right to choose
the method of nomination makes the delegation of authority
in this case more expansive, not less, for the Party
is granted even greater power over the selection of
its nominees. See generally L. Tribe, American Constitutional
Law 13-24, p. 1121, and n. 3 (2d ed. 1988); Rotunda,
Constitutional and Statutory Restrictions on Political
Parties in the Wake of Cousins v. Wigoda, 53 Texas L.
Rev. 935, 953-954 (1975); Developments in the Law -
Elections, 88 Harv. L. Rev. 1111, 1159-1163 (1975).
By the logic of Smith, therefore, the Party acted [
MORSE v. REPUBLICAN PARTY OF VIRGINIA, ___ U.S. ___
(1996) , 12] under authority of the Commonwealth. 17
It is true that the example set forth
in the Attorney General's regulation describes changes
in the conduct of primary elections. That example, however,
does not purport to define the outer limits of the coverage
of 5. Moreover, both in its brief amicus curiae supporting
appellants in this case and in its prior implementation
of the regulation, the Department of Justice has interpreted
it as applying to changes affecting voting at a [ MORSE
v. REPUBLICAN PARTY OF VIRGINIA, ___ U.S. ___ (1996)
, 13] party convention. 18 We are satisfied that the
Department's interpretation of its own regulation is
correct. See Stinson v. United States, 508 U.S. 36,
45 (1993); Bowles v. Seminole Rock & Sand Co., 325
U.S. 410 , [ MORSE v. REPUBLICAN PARTY OF VIRGINIA,
___ U.S. ___ (1996) , 14] 414 (1945). Accordingly, we
conclude that the regulation required preclearance of
the Party's delegate filing fee.
The decision in Williams v. Democratic
Party of Georgia, upon which the District Court relied
in dismissing this complaint, is not to the contrary.
The fact that Virginia statutes grant the nominee of
the Party a position on the general election ballot
graphically distinguishes the two cases. Williams did
not concern the selection of nominees for state elective
office, but rather a political party's compliance with
a rule promulgated by the Democratic National Party
governing the selection of delegates to its national
convention. According to the District Court's interpretation
of Georgia law, the State exercised no control over,
and played no part in, the state Party's selection of
delegates to the Democratic National Convention. 19
Because the Commonwealth delegated no authority to the
Party to choose the delegates, the Party did not act
under the authority, implicit or explicit, of the Commonwealth.
[ MORSE v. REPUBLICAN PARTY OF VIRGINIA, ___ U.S. ___
(1996) , 15]
If anything, the logic of Williams supports
application of the preclearance requirement. The District
Court stated that it was "convinced that voting
rights connected with the delegate election process
are the type of rights Congress intended to safeguard"
by passage of the Act. Civ. Action No. 16286, at 4.
It declined to require the party to preclear changes
in its nominating methods only because there were no
administrative procedures for submission of such changes
at the time of the decision. Id., at 5. Since then,
however, the Attorney General has clarified that "an
appropriate official of the political party" may
submit party rules affecting voting for preclearance,
28 CFR 51.23(b) (1993), thereby eliminating this one
practical obstacle. Other lower courts have subsequently
required preclearance of internal party rules, even
when those rules do not relate to the conduct of primary
elections. 20 Indeed, if the rationale of Williams were
still valid, 5 would not cover party primaries either,
for the party (by hypothesis) would likewise have no
means of preclearing changes. But it is firmly established
- and the Party does not dispute - that changes affecting
primaries carried out by political parties must be precleared.
21
The District Court was therefore incorrect
to base its [ MORSE v. REPUBLICAN PARTY OF VIRGINIA,
___ U.S. ___ (1996) , 16] decision on either the Attorney
General's regulation or on our summary affirmance in
Williams. The Party's activities fall directly within
the scope of the regulation. We next conclude, based
on the language and structure of the Act, and the historical
background which informed the Congress that enacted
it, that 5 of its own force covers changes in electoral
practices such as the Party's imposition of a filing
fee for delegates to its convention.
IV
Section 5 of the Act requires preclearance of changes
in "any voting qualification or prerequisite to
voting, or standard, practice, or procedure with respect
to voting." Section 14 defines the terms "vote"
or "voting" to include "all action necessary
to make a vote effective in any primary, special, or
general election, including, but not limited to, registration,
listing pursuant to this subchapter, or other action
required by law prerequisite to voting, casting a ballot,
and having such ballot counted properly and included
in the appropriate totals of votes cast with respect
to candidates for public or party office and propositions
for which votes are received in an election." 42
U.S.C. 1973l(c)(1) (1988 ed.).
Although a narrow reading of the text
of the Voting Rights Act might have confined the coverage
of 5 to changes in election practices that limit individual
voters' access to the ballot in jurisdictions having
authority to register voters, see United States v. Sheffield
Bd. of Comm'rs, 435 U.S. 110, 140 -150 (1978) (STEVENS,
J., dissenting); Holder v. Hall, 512 U.S. ___, ___ (1994)
(THOMAS, J., concurring in judgment) (slip op., at 2,
25-26), the Court has squarely rejected that construction.
Shortly after the statute was passed, the Court thoroughly
reviewed its legislative history and found that Congress
intended 5 to have "the broadest possible scope"
reaching "any state enactment which altered the
[ MORSE v. REPUBLICAN PARTY OF VIRGINIA, ___ U.S. ___
(1996) , 17] election law of a covered State in even
a minor way." Allen v. State Bd. of Elections,
393 U.S., at 566 -567. Similarly, in Sheffield, the
Court concluded that "the language of the Act does
not require such a crippling interpretation, but rather
is susceptible of a reading that will fully implement
the congressional objectives." 435 U.S., at 117
. We expressly held that " 5, like the constitutional
provisions it is designed to implement, applies to all
entities having power over any aspect of the electoral
process within designated jurisdictions, not only to
counties or to whatever units of state government perform
the function of registering voters." Id., at 118.
More recently we noted that 5 is "expansive within
its sphere of operation" and "comprehends
all changes to rules governing voting." Presley
v. Etowah County Comm'n, 502 U.S. 491, 501 (1992).
We have consistently construed the Act
to require preclearance of any change in procedures
or practices that may bear on the "effectiveness"
of a vote cast in "any primary, special, or general
election." 42 U.S.C. 1973l(c)(1). Rules concerning
candidacy requirements and qualifications, we have held,
fall into this category because of their potential to
"undermine the effectiveness of voters who wish
to elect [particular] candidates." Allen, 393 U.S.,
at 570 ; see also Dougherty County Bd. of Ed. v. White,
439 U.S. 32, 40 (1978). Changes in the composition of
the electorate that votes for a particular office -
that is, situations that raise the specter of vote dilution
- also belong to this class because they could "nullify
[voters'] ability to elect the candidate of their choice
just as would prohibiting some of them from voting."
393 U.S., at 569 . This nexus between the changed practice
and its impact on voting in the general election has
been a recurring theme in our cases interpreting the
Act. See Chisom v. Roemer, 501 U.S. 380, 397 (1991)
("Any abridgment of the opportunity of members
of a protected class to participate in the political
[ MORSE v. REPUBLICAN PARTY OF VIRGINIA, ___ U.S. ___
(1996) , 18] process inevitably impairs their ability
to influence the outcome of an election"). In its
reenactments and extensions of the Act, moreover, Congress
has endorsed these broad constructions of 5. See, e.g.,
S. Rep. No. 97-417, pp. 6-7, and n. 8 (1982).
A filing fee for party delegates operates
in precisely the same fashion as these covered practices.
By limiting the opportunity for voters to participate
in the Party's convention, the fee undercuts their influence
on the field of candidates whose names will appear on
the ballot, and thus weakens the "effectiveness"
of their votes cast in the general election itself.
As an elementary fact about our Nation's political system,
the significance of the nominating convention to the
outcome in the general election was recognized as long
ago as Justice Pitney's concurrence in Newberry v. United
States, 256 U.S. 232 (1921). Joined by Justices Brandeis
and Clarke, he wrote: "As a practical matter, the
ultimate choice of the mass of voters is predetermined
when the nominations [by the major political parties]
have been made." Id., at 286 (opinion concurring
in part). See also United States v. Classic, 313 U.S.
299, 319 (1941) (endorsing the Newberry concurrence).
Just like a primary, a convention narrows the field
of candidates from a potentially unwieldy number to
the serious few who have a realistic chance to win the
election. We have held, in fact, that the State's compelling
interest in winnowing down the candidates justifies
substantial restrictions on access to the ballot. American
Party of Texas v. White, 415 U.S. 767, 782 , and n.
14 (1974). Virginia, no doubt, would justify its own
ballot access rules - including those for the major
parties - on just this basis. 22 [ MORSE v. REPUBLICAN
PARTY OF VIRGINIA, ___ U.S. ___ (1996) , 19]
We have previously recognized that 5 extends
to changes affecting nomination processes other than
the primary. In Whitley v. Williams, one of the companion
cases decided with Allen, this Court affirmed 5 coverage
of a scheme that placed new burdens on voters who wished
to nominate independent candidates by petition. The
Court was unconcerned that the changes did not directly
relate to the conduct of a primary, because they had
an effect on the general election. See Allen, 393 U.S.,
at 570 . One of those changes was a requirement that
each nominator sign the petition personally and state
his or her polling precinct and county. See id., at
551. Like the filing fee in this case, that condition
made it more difficult for voters to participate in
the nomination process, and therefore properly fell
within 5's scope. A fee of $45 to cast a vote for the
Party nominee is, if anything, a more onerous burden
than a mere obligation to include certain public information
about oneself next to one's name on a nominating petition.
In dissent, Justice Harlan agreed that "the nominating
petition is the functional equivalent of the political
primary." Id., at 592 (opinion concurring in part
and dissenting in part).
Delegate qualifications are in fact more
closely tied to the voting process than practices that
may cause vote dilution, whose coverage under 5 we have
repeatedly upheld. Virginia, like most States, has effectively
divided its election into two stages, the first consisting
of the selection of party candidates and the second
being the [ MORSE v. REPUBLICAN PARTY OF VIRGINIA, ___
U.S. ___ (1996) , 20] general election itself. See United
States v. Classic, 313 U.S., at 316 . Exclusion from
the earlier stage, as two appellants in this case experienced,
does not merely curtail their voting power, but abridges
their right to vote itself. To the excluded voter who
cannot cast a vote for his or her candidate, it is all
the same whether the party conducts its nomination by
a primary or by a convention open to all party members
except those kept out by the filing fee. Each is an
"integral part of the election machinery."
Id., at 318.
The reference to "party office"
in 14, which defines the terms "vote" and
"voting" as they appear throughout the Act,
reinforces this construction of 5. Section 14 specifically
recognizes that the selection of persons for "party
office" is one type of action that may determine
the effectiveness of a vote in the general election.
Delegates to a party convention are party officers.
See H. R. Rep. No. 439, 89th Cong., 1st Sess., 32 (1965)
("Thus, for example, an election of delegates to
a State party convention would be covered by the act").
The phrase "votes cast with respect to candidates
for public or party office" in 14 is broad enough
to encompass a variety of methods of voting beyond a
formal election. 23 Cf. Classic, 313 U.S., at 318 .
The Party itself recognizes this point, for both in
its brief to this Court and in its Plan of Organization,
it repeatedly characterizes its own method of selecting
these delegates as an"election." 24 [ MORSE
v. REPUBLICAN PARTY OF VIRGINIA, ___ U.S. ___ (1996)
, 21]
The legislative history of 14 supports
this interpretation. Representative Bingham proposed
addition of the term "party office" to the
language of the section for the express purpose of extending
coverage of the Act to the nominating activities of
political parties. See Hearings on H. R. 6400 before
Subcommittee No. 5 of the House Committee on the Judiciary,
89th Cong., 1st Sess., 456-457 (1965) (proposing coverage
of "political party meetings, councils, conventions,
and referendums which lead to endorsement or selection
of candidates who will run in primary or general elections").
Congressional concern that the Act reach the selection
of party delegates was not merely speculative. On the
floor of the House, Representative Bingham expressed
the importance of preventing a reprise of the fiasco
of the previous year, 1964, "when the regular Democratic
delegation from Mississippi to the Democratic National
Convention was chosen through a series of Party caucuses
and conventions from which Negroes were excluded."
111 Cong. Rec. 16273 (1965); see also Hearings, supra,
at 456 ("The events of 1964 demonstrate the need"
to expand 14). As he later explained, the solution that
was reached to this problem was "to add to the
definition of the word `vote' in section 14(c)(1)."
111 Cong Rec. 16273. The Party's delegates to its 1994
convention were chosen through precisely the same methods
Representative Bingham described: mass meetings, conventions,
and canvasses. Exempting the Party from the scope of
14 would thus defeat the purpose for which the House
and eventually Congress as a whole adopted Representative
Bingham's amendment. [ MORSE v. REPUBLICAN PARTY OF
VIRGINIA, ___ U.S. ___ (1996) , 22]
The text of 2 also makes apparent the
Act's intended coverage of nonprimary nomination methods.
Section 2, which bans any "voting qualification
or prerequisite" that discriminates on account
of race or color, considers a violation to have occurred
if "the political processes leading to nomination
or election in the State or political subdivision are
not equally open to participation by members of [groups
protected by the Act] in that its members have less
opportunity than other members of the electorate to
participate in the political process and to elect representatives
of their choice." 42 U.S.C. 1973(b) (1988 ed.)
(emphasis added). Under the broad sweep of this language,
exclusion from a nominating convention would qualify
as a violation. Section 2 "adopts the functional
view of `political process'" and applies to "any
phase of the electoral process." S. Rep. 97-417,
p. 30, and n. 120 (1982).
If such practices and procedures fall
within the scope of 2, they must also be subject to
5. In recent cases, some Members of this Court have
questioned whether 2 is as broad as 5, see Chisom v.
Roemer, 501 U.S., at 416 -417 (SCALIA, J., dissenting);
Holder v. Hall, 512 U.S., at ___-___ (KENNEDY, J.) (slip
op., at 7-10); id., at ___-___ (THOMAS, J., concurring
in judgment) (slip op., at 41-42), but there has never
been any doubt about the converse - that changes in
practices within covered jurisdictions that would be
potentially objectionable under 2 are also covered under
5. The purpose of preclearance is to prevent all attempts
to implement discriminatory voting practices that change
the status quo. If 5 were narrower than 2, then a covered
jurisdiction would not need to preclear changes in voting
practices known to be illegal. "It is unlikely
that Congress intended such an anomalous result."
Chisom, [ MORSE v. REPUBLICAN PARTY OF VIRGINIA, ___
U.S. ___ (1996) , 23] 501 U.S., at 402 . 25
A fair reading of the text of 5 unquestionably
supports the conclusion that by imposing its filing
fee the Party sought to administer a "voting qualification
or prerequisite to voting, or standard, practice or
procedure with respect to voting different from that
in force or effect on November 1, 1968." 42 U.S.C.
1973c (1988 ed.).
V
Consideration of the history that led to passage of
the Act confirms our construction of 5. The preamble
to the statute expressly identifies the "fifteenth
amendment" as the constitutional provision the
Act was designed [ MORSE v. REPUBLICAN PARTY OF VIRGINIA,
___ U.S. ___ (1996) , 24] to implement. 26 Our cases
dealing with the applicability of that amendment to
the selection of party candidates in States that engaged
in the sort of voting discrimination that 5 was designed
to remedy are therefore directly relevant. See McCain
v. Lybrand, 465 U.S. 236, 246 (1984) (interpreting Act
"in light of its prophylactic purpose and the historical
experience which it reflects"); Dougherty County
Bd. of Ed. v. White, 439 U.S., at 37 (seeking "guidance
from the history and purpose of the Act"). In a
series of decisions known as the White Primary Cases,
this Court applied the Fifteenth and Fourteenth Amendments
to strike down a succession of measures by authorities
in Texas to exclude minority voters from their nomination
processes. These cases demonstrate that electoral practices
implemented by political parties have the potential
to "den[y] or abridg[e] the right to vote on account
of race or color," which 5 prohibits. 42 U.S.C.
1973c (1988 ed.).
Nixon v. Herndon, 273 U.S. 536 (1927),
involved the validity of a Texas statute enacted in
1923 that flatly provided "`in no event shall a
negro be eligible to participate in a Democratic party
primary election held in the State of Texas,'"
id., at 540. It took only a paragraph for Justice Holmes
to conclude that it was "unnecessary to consider
the Fifteenth Amendment, because it seems to us hard
to imagine a more direct and obvious infringement of
the Fourteenth." Id., at 540-541. Promptly after
the announcement of that decision, the Texas Legislature
responded to what it regarded as an emergency by replacing
the invalid provision with a substitute that authorized
the executive committee of every political party to
determine "in its own way" who [ MORSE v.
REPUBLICAN PARTY OF VIRGINIA, ___ U.S. ___ (1996) ,
25] shall be "qualified to vote or otherwise participate
in such political party." Nixon v. Condon, 286
U.S. 73, 82 (1932). The State Executive Committee of
the Democratic Party adopted a rule that only "white
democrats" could participate in the party's primary
elections. Pursuant to that rule, Mr. Nixon was again
refused a primary ballot and again persuaded this Court
that the authors of the discriminatory rule should be
"classified as representatives of the State to
such an extent and in such a sense that the great restraints
of the Constitution set limits to their action."
Id., at 89.
The decision in Nixon v. Condon relied
on the fact that a state statute authorized the Party's
Executive Committee to determine the qualifications
of voters. Thereafter the Party implemented the same
discriminatory policy without statutory authorization
by adopting a resolution at a state convention restricting
party membership to "white persons." When
it first confronted the issue, the Court held that implementation
of that rule was not state action. Grovey v. Townsend,
295 U.S. 45 (1935). A few years later, however, Grovey
was overruled and the Court decided that the resolution
adopted by the party's state convention constituted
state action violative of the Fifteenth Amendment even
though it was not expressly authorized by statute. Smith
v. Allwright, 321 U.S. 649 (1944). We wrote:
"The United States is a constitutional democracy.
Its organic law grants to all citizens a right to participate
in the choice of elected officials without restriction
by any State because of race. This grant to the people
of the opportunity for choice is not to be nullified
by a State through casting its electoral process in
a form which permits a private organization to practice
racial discrimination in the election. Constitutional
rights would be of little value if they could be thus
indirectly denied. Lane v. Wilson, [ MORSE v. REPUBLICAN
PARTY OF VIRGINIA, ___ U.S. ___ (1996) , 26] 307 U.S.
268, 275 [(1939)]." Id., at 664.
The same policy of excluding all nonwhite
voters from the electoral process was thereafter implemented
in certain Texas counties by a private organization
known as the Jaybird Democratic Association. It conducted
a so-called "Jaybird primary" at which white
voters selected candidates who thereafter ran in and
nearly always won the Democratic Party's primary and
the general election. Although the Jaybirds had no official
status, received no state funds, and conducted a purely
private election, the Court readily concluded that this
voluntary association's exclusion of black voters from
its primaries on racial grounds was prohibited by the
Fifteenth Amendment. Terry v. Adams, 345 U.S. 461 (1953).
Citing our earlier cases, Justice Clark tersely noted
that an "old pattern in new guise is revealed by
the record." Id., at 480 (concurring opinion).
Congress passed the Voting Rights Act of 1964 because
it concluded that case-by-case enforcement of the Fifteenth
Amendment, as exemplified by the history of the white
primary in Texas, had proved ineffective to stop discriminatory
voting practices in certain areas of the country on
account of the intransigence of officials who "resorted
to the extraordinary stratagem of contriving new rules
of various kinds for the sole purpose of perpetuating
voting discrimination in the face of adverse federal
court decrees." South Carolina v. Katzenbach, 383
U.S., at 335 (citing H. R. Rep. No. 439, at 10-11; S.
Rep. No. 162, 89th Cong., 1st Sess., pt. 3, pp. 8, 12
(1965)). The preclearance system of 5 was designed to
end this evasion once and for all. By prohibiting officials
in covered jurisdictions from implementing any change
in voting practices without prior approval from the
District Court for the District of Columbia or the Attorney
General, it sought to "shift the advantage of time
and inertia from the perpetrators of the evil to its
victims." South Carolina v. Katzenbach, 383 U.S.,
at [ MORSE v. REPUBLICAN PARTY OF VIRGINIA, ___ U.S.
___ (1996) , 27] 328. 27 [ MORSE v. REPUBLICAN PARTY
OF VIRGINIA, ___ U.S. ___ (1996) , 28]
The distinction between a primary and
a nominating convention is just another variation in
electoral practices that 5 was intended to cover. The
imposition of a $45 fee on the privilege of participating
in the selection of the Party's nominee for the United
States Senate is equally a practice or procedure relating
to voting whether the selection is made by primary election
or by a "convention" in which every voter
willing to pay the fee is eligible to cast a vote. A
primary election would not cease to be a practice relating
to voting if the Party imposed such a high fee that
only 14,000 voters cast ballots; nor should a "convention"
performing the same electoral function as a primary
avoid coverage because fewer voters participate in the
process than normally vote in a primary. As was true
in Sheffield, "the District Court's interpretation
of the Act . . . makes 5 coverage depend upon a factor
completely irrelevant to the Act's purposes, and thereby
permits precisely the kind of circumvention of congressional
policy that 5 was designed to prevent." 435 U.S.,
at 117 . It would undermine the Act to permit "`[s]uch
a variation in the result from so slight a change in
form.'" Terry v. Adams, 345 U.S., at 465 , n. 1
(quoting Smith v. Allwright, 321 U.S., at 661 ).
Section 5 coverage of nominating conventions
follows directly from our decision in Terry. Although
called a "primary," the Jaybird election was
the equivalent of the Party's nominating convention,
for it did not involve the State's electoral apparatus
in even the slightest way - neither to supply election
officials, nor ballots, nor [ MORSE v. REPUBLICAN PARTY
OF VIRGINIA, ___ U.S. ___ (1996) , 29] polling places.
See 345 U.S., at 471 (opinion of Frankfurter, J.). In
fact, the Jaybirds went far beyond the Party in immunizing
their nomination process from the State's control. The
Jaybird nominee did not receive any form of automatic
ballot access. He filed individually as a candidate
in the Democratic primary, paid the filing fee, and
complied with all requirements to which other candidates
were subject. Id., at 486-487 (Minton, J., dissenting).
No mention of the nominee's Jaybird affiliation was
ever made, either on the primary or on the general election
ballot. Those elections, moreover, were open to any
candidate who was able to meet the filing requirements,
and to black as well as white voters. If the Jaybirds'
nominating process violated the Fifteenth Amendment
because black voters were not permitted to participate,
despite the entirely voluntary nature of the Jaybird
association, then 5 - which requires preclearance of
all practices with the potential to discriminate - must
cover the Party's exclusion of voters from its convention.
28
Appellees nevertheless assert that Terry,
like the other White Primary Cases, has no bearing on
the proper interpretation of the Voting Rights Act.
They offer three reasons for that contention: first,
that their convention did not operate in a racially
discriminatory manner, Brief for Appellees 37; second,
that the 89th Congress did not intend to legislate to
the "outer limit" of the Fifteenth Amendment,
ibid.; and third, that present-day Virginia is not a
one-party Commonwealth, unlike Texas after Reconstruction,
id., at 36. None of [ MORSE v. REPUBLICAN PARTY OF VIRGINIA,
___ U.S. ___ (1996) , 30] these reasons is persuasive.
First, while it is true that the case
before us today does not involve any charge of racial
discrimination in voting, the decision whether discrimination
has occurred or was intended to occur, as we have explained
on many occasions, is for the Attorney General or the
District Court for the District of Columbia to make
in the first instance. NAACP v. Hampton County Election
Comm'n, 470 U.S. 166, 181 (1985); McCain v. Lybrand,
465 U.S., at 250 ; Dougherty County Bd. of Ed. v. White,
439 U.S., at 42 ; Georgia v. United States, 411 U.S.
526, 534 (1973); Perkins v. Matthews, 400 U.S. 379,
383 -385 (1971); Allen v. State Bd. of Elections, 393
U.S., at 570 . The critical question for us, as for
the District Court below, is whether "the challenged
alteration has the potential for discrimination."
Hampton County Election Comm'n, 470 U.S., at 181 (emphasis
in original). It is not contested that the Party's filing
fee had that potential. 29
The second argument misconceives the purpose
of the preclearance system and the nature of the Act
as a whole. Again, the very preamble of the Act states
that its purpose is to enforce the Fifteenth Amendment.
79 Stat. 437. Section 5 "is a means of assuring
in advance the absence of all electoral illegality,
not only that which violates the Voting Rights Act but
that which violates the Constitution as well."
Chisom, 501 U.S., at 416 (SCALIA, J., dissenting) (emphasis
added). It is beyond question, therefore, that the Act
encompassed the discriminatory practices struck down
in Terry and Smith, which this Court had found violative
of the same constitutional guarantees. Not only were
they the leading cases securing the right to vote against
racial [ MORSE v. REPUBLICAN PARTY OF VIRGINIA, ___
U.S. ___ (1996) , 31] discrimination at the time of
enactment, but Congress passed the Act to facilitate
the enforcement effort they embodied. It strains credulity
to suppose that despite Congress' professed impatience
with the "case-by-case" method of enforcing
voting rights, it did not mean to cover the cases that
capped the struggle to end the white primary. 30
The final argument fares no better. We
have expressly rejected the contention that the right
to vote depends on the success rate of the candidates
one endorses. Voting at the nomination stage is protected
regardless of whether it "invariably, sometimes,
or never determines the ultimate choice of the representative."
United States v. Classic, 313 U.S., at 318 . The operative
test, we have stated repeatedly, is whether a political
party exercises power over the electoral process. See
United States v. Sheffield Bd. of Comm'rs, 435 U.S.,
at 122 (" 5 has to apply to all entities exercising
control over the electoral processes within the covered
States or subdivisions"); Dougherty County Bd.
of Ed. v. White, 439 U.S., at 44 -45 ( 5 coverage depends
only on the "impact of a change on the elective
process"); Terry, 345 U.S., at 481 ("[A]ny
`part of the machinery for choosing officials' becomes
subject to the Constitution's [ MORSE v. REPUBLICAN
PARTY OF VIRGINIA, ___ U.S. ___ (1996) , 32] restraints")
(quoting Smith v. Allwright, 321 U.S., at 664 ). That
situation may arise in two-party States just as in one-party
States. Indeed, the Terry concurrence summarized Smith
as holding that "the Democratic Party of itself,
and perforce any other political party, is prohibited
by [the Fifteenth] Amendment from conducting a racially
discriminatory primary election." Terry, 345 U.S.,
at 481 (Clark, J., concurring) (emphasis added). See
also Moore v. Ogilvie, 394 U.S. 814, 818 (1969) (holding
that the use of nomination petitions by independent
candidates is a procedure that "must pass muster
against the charges of discrimination or of abridgment
of the right to vote"); Classic, 313 U.S., at 318
. 31 The contrary position would make little sense.
On appellees' theory, one political party could not
exclude blacks from the selection of its nominee, however
it chose that individual, but two parties each independently
could.
In any event, the controlling factor for
our construction of 5 is Congress' intent. It is apparent
from the [ MORSE v. REPUBLICAN PARTY OF VIRGINIA, ___
U.S. ___ (1996) , 33] legislative history that Congress
did not mean to limit 5 to political parties whose nominating
procedures "foreordained" the results of the
general election, see post, at 18 (THOMAS, J., dissenting).
The impetus behind the addition of the term "party
office" to 14 was the exclusion of blacks from
the Mississippi delegation to the National Democratic
Convention in 1964. See supra, at 20-21. The activities
of those delegates did not settle the result of the
presidential race; Republican candidates won the general
election in 1952 and 1956, and from 1968 until 1992,
excluding 1976. Nevertheless, Congress insisted that
the selection of those delegates must be open to all
voters, black and white.
The imposition by an established political
party - that is to say, a party authorized by state
law to determine the method of selecting its candidates
for elective office and also authorized to have those
candidates' names automatically appear atop the general
election ballot - of a new prerequisite to voting for
the party's nominees is subject to 5's preclearance
requirement.
VI
JUSTICE KENNEDY and JUSTICE THOMAS reject our construction
of 5 for a number of reasons, none of which is convincing.
They rely primarily on the argument that, under a literal
reading of the statutory text, a political party is
not a "State or political subdivision" within
the meaning of 5 because it is not a unit of government.
See post, at 1-26 (THOMAS, J.); post, at 2-3 (KENNEDY,
J.). The radicalism of this position should not be underestimated.
It entirely rejects the distinction between primary
elections and conventions that is the centerpiece of
the Party's argument. On this view, even if a political
party flagrantly discriminated in the selection of candidates
whose names would appear on the primary election ballot
or in the registration of voters in a primary election,
it would not fall within the [ MORSE v. REPUBLICAN PARTY
OF VIRGINIA, ___ U.S. ___ (1996) , 34] coverage of 5.
Unsurprisingly, neither the District Court nor the Party
advanced this extreme argument, for it is plainly at
war with the intent of Congress and with our settled
interpretation of the Act. 32
Almost two decades ago we held in United
States v. Sheffield Bd. of Comm'rs that " 5, like
the constitutional provisions it is designed to implement,
applies to all entities having any power over any aspect
of the electoral process within designated jurisdictions."
435 U.S., at 118 (emphasis added). We understood the
phrase "State or political subdivision" to
have a "territorial reach" that embraced "actions
that are not formally those of the State." Id.,
at 127. The Court even invoked Terry to make its point.
Ibid. JUSTICE THOMAS' efforts to confine Sheffield and
our subsequent decision in Dougherty do not make sense
of those cases. Dougherty held that a county school
board qualifies as a "State or political subdivision"
even though it is clearly neither "one of the 50
constituent States of the Union," post, at 2, nor
"a political subdivision" of any such State
in a literal sense or as that term is defined in the
statute itself. 33 Indeed, a major political party has
far more power over the electoral process than a school
board, which we conceded has "no nominal electoral
functions." Dougherty, 439 U.S., at 44 .
Besides the fact that it contravenes our
precedents, this argument fails at the purely textual
level. The Voting Rights Act uses the same word as the
Fifteenth [ MORSE v. REPUBLICAN PARTY OF VIRGINIA, ___
U.S. ___ (1996) , 35] Amendment - "State"
- to define the authorities bound to honor the right
to vote. Long before Congress passed the Voting Rights
Act, we had repeatedly held that the word "State"
in the Fifteenth Amendment encompassed political parties.
See Smith v. Allwright; Terry v. Adams. How one can
simultaneously concede that "State" reaches
political parties under the Fifteenth Amendment, yet
argue that it "plainly" excludes all such
parties in 5, is beyond our understanding. Imposing
different constructions on the same word is especially
perverse in light of the fact that the Act - as it states
on its face - was passed to enforce that very Amendment.
See United States v. CIO, 335 U.S. 106, 112 (1948) ("There
is no better key to a difficult problem of statutory
construction than the law from which the challenged
statute emerged"). Speculations about language
that might have more clearly reached political parties
are beside the point. It would be a mischievous and
unwise rule that Congress cannot rely on our construction
of constitutional language when it seeks to exercise
its enforcement power pursuant to the same provisions.
34 [ MORSE v. REPUBLICAN PARTY OF VIRGINIA, ___ U.S.
___ (1996) , 36]
JUSTICE THOMAS makes two other arguments.
First, he contends that we should not defer to the Attorney
General's regulation when construing the coverage of
5. See post, at 6. The argument is surprising because
our explanation of why 5 applies to political parties
places no reliance on principles of administrative deference.
It is nevertheless interesting to note that the regulation
has been endorsed by three successive administrations.
35
Second, relying principally on Jackson
v. Metropolitan Edison Co., 419 U.S. 345 (1974), and
Flagg Bros., Inc. v. Brooks, [ MORSE v. REPUBLICAN PARTY
OF VIRGINIA, ___ U.S. ___ (1996) , 37] 436 U.S. 149
(1978), JUSTICE THOMAS argues that a major political
party is not a "state actor" unless its nominees
are virtually certain to win the general election. See
post, at 13-26. Thus, the Party would be a state actor
if Virginia allowed only its candidates' names to appear
on the ballot, but if the privilege of ballot access
(or a preferred position) is reserved to two parties,
neither is performing a public function when it selects
its nominees. Given JUSTICE THOMAS' reliance on cases
construing the reach of the Fourteenth Amendment, the
argument seems to challenge both the constitutional
power of Congress to prohibit discrimination in the
Party's selection of its nominees for federal office
and our construction of the statute.
To the extent the argument addresses the
constitutionality of the Act, it is wholly unconvincing.
Jackson held that a private utility did not act "under
color of any statute . . . of any State" within
the meaning of 42 U.S.C. 1983 when it terminated a customer's
electric service. Flagg Bros. held that a warehouseman
did not violate 1983 when it sold goods that were entrusted
to it for storage. In both cases, this Court concluded
that the defendants were not acting under authority
explicitly or implicitly delegated by the State when
they carried out the challenged actions. In this case,
however, as we have already explained, supra, at 6-12,
the Party acted under the authority conferred by the
Virginia election code. It was the Commonwealth of Virginia
- indeed, only Virginia - that had the exclusive power
to reserve one of the two special ballot positions for
the Party. 36 [ MORSE v. REPUBLICAN PARTY OF VIRGINIA,
___ U.S. ___ (1996) , 38] Moreover, unlike cases such
as Jackson and Flagg Bros., this is a case in which
Congress has exercised the enforcement power expressly
conferred to it by 2 of the Fifteenth Amendment. That
power unquestionably embraces the authority to prohibit
a reincarnation of the white primaries, whether they
limit the field of viable candidates to just one as
in Terry, or to just two as would be permissible under
JUSTICE THOMAS' construction of the Act.
To the extent the argument addresses the
coverage of the Act, it is equally unconvincing. As
we have already explained, the legislative history of
the Act makes it perfectly clear that Congress did not
intend to limit the application of 5 to nominating procedures
that "foreordained" the results of the general
election. After the statute was enacted, the majority
opinions in Jackson and Flagg Bros. included language
that may limit the reach of the constitutional holdings
in the White Primary Cases. Those later opinions, however,
shed no light on the intent of the Congress that had
already enacted the Voting Rights Act and unambiguously
expressed a purpose to have it apply to the candidate
selection process. While JUSTICE THOMAS would narrowly
confine the coverage of the Act to practices that prevent
a voter at a general election from casting a ballot
and having it [ MORSE v. REPUBLICAN PARTY OF VIRGINIA,
___ U.S. ___ (1996) , 39] counted, see post, at 28-29
(citing the concurrence in Holder v. Hall, 512 U.S.
___ (1994)), we have no doubt that Congress intended
to prohibit the dominant political parties from engaging
in discriminatory practices in primary elections as
well as conventions of the character involved in this
case.
In his separate dissent, JUSTICE KENNEDY
accuses us of adopting a "blanket rule" that
all political parties must preclear all of their "internal
procedures." See post, at 3, 5. That characterization
is quite inaccurate. We hold that political parties
are covered under 5 only in certain limited circumstances:
here, only insofar as the Party exercises delegated
power over the electoral process when it charges a fee
for the right to vote for its candidates. It is JUSTICE
KENNEDY who proposes the "blanket rule" that
political parties are never covered under the Act, no
matter what functions they perform and no matter what
authority the State grants them. As we have explained,
on that construction even situations involving blatant
discrimination by political parties of the kind not
seen since the White Primary Cases would fail to trigger
the preclearance requirement.
JUSTICE KENNEDY downplays the significance
of this drastic limitation by arguing that voters who
face electoral discrimination could sue under the Fifteenth
Amendment. But lawsuits are no substitute for the preclearance
requirement; if they were, 5 would be superfluous for
governmental units, too. As we have explained, the fundamental
purpose of the preclearance system was to "shift
the advantage of time and inertia from the perpetrators
of the evil to its victims," South Carolina v.
Katzenbach, 383 U.S. 301, 328 (1966), by declaring all
changes in voting rules void until they are cleared
by the Attorney General or by the District Court for
the District of Columbia. JUSTICE KENNEDY'S construction
would reimpose the very burden 5 was [ MORSE v. REPUBLICAN
PARTY OF VIRGINIA, ___ U.S. ___ (1996) , 40] designed
to relieve - the necessity of relying on "case-by-case
litigation" to protect the right to vote. Ibid.
JUSTICE KENNEDY argues that this would
be a "much different" case if the State "restructured
its election laws in order to allow political parties
the opportunity to practice unlawful discrimination
in the nominating process." Post, at 5-6. On his
view, however, without any restructuring at all, the
Party could now take advantage of Virginia's present
election laws to perform the same discriminatory acts.
It is simply inaccurate, moreover, to claim that the
State had undertaken such legislative efforts in each
of the White Primary Cases. The Jaybirds in Terry began
discriminating against minority voters as early as 1889,
and, as we have explained, they operated entirely outside
the framework of Texas' electoral laws. Finally, it
is highly counterintuitive to rely on cases such as
Smith and Terry for the proposition that voters affected
by discrimination should sue the State rather than the
political party that carries it out, for those cases
were actions against parties, not the State.
What JUSTICE KENNEDY apparently finds
most objectionable in our decision is the idea that
political parties must seek preclearance from the Attorney
General of the United States, because she is a "political
officer," post, at 5. Pursuant to 5, the Attorney
General is entrusted with the statutory duty of determining
whether submitted changes have the purpose or will have
the effect to discriminate. The suggestion implicit
in JUSTICE KENNEDY'S opinion, that we should avoid our
construction of 5 because the Attorney General might
subvert her legal responsibility in order to harass
a political party, is quite extraordinary and unsupported
by even a shred of evidence. In any event, any political
party distrustful of the Attorney General may seek preclearance
under 5 from the District Court for the District of
Columbia. [ MORSE v. REPUBLICAN PARTY OF VIRGINIA, ___
U.S. ___ (1996) , 41]
VII
Appellees advance two practical objections to our interpretation
of 5: that it will create an administrative nightmare
for political parties as well as the Department of Justice
by requiring preclearance of a multitude of minor changes
in party practices; and that it threatens to abridge
associational rights protected by the First Amendment.
Each of these objections merits a response.
With respect to the first, it is important
to emphasize the limitations spelled out in the Attorney
General's regulation. To be subject to preclearance
a change must be one "affecting voting." Examples
of changes that are not covered include "changes
with respect to the recruitment of party members, the
conduct of political campaigns, and the drafting of
party platforms." 28 CFR 51.7 (1995). The line
between changes that are covered and those that are
not may be difficult to articulate in the abstract,
but given the fact that the Regulation has been in effect
since 1981 and does not appear to have imposed any unmanageable
burdens on covered jurisdictions, it seems likely that
the administrative concerns described by the Party are
more theoretical than practical. 37 Indeed, past cases
in which we were [ MORSE v. REPUBLICAN PARTY OF VIRGINIA,
___ U.S. ___ (1996) , 42] required to construe the Act
evoked similar protestations that the advocated construction
would prove administratively unworkable. See Dougherty
County Bd. of Ed. v. White, 439 U.S., at 54 (Powell,
J., dissenting); United States v. Sheffield Bd. of Comm'rs,
435 U.S., at 147 -148 (STEVENS, J., dissenting). Those
fears were not borne out, and we think it no more likely
that these will either.
With respect to the second argument, we
wholeheartedly agree with appellees that the right of
association of members of a political party "is
a basic constitutional freedom" and that "governmental
action that may have the effect of curtailing freedom
to associate is subject to the closest scrutiny."
Brief for Appellees 25 (citing Buckley v. Valeo, 424
U.S. 1 (1976), and NAACP v. Alabama ex rel. Patterson,
357 U.S. 449 (1958)). Such scrutiny, however, could
not justify a major political party's decision to exclude
eligible voters from the candidate selection process
because of their race; the Fifteenth Amendment and our
cases construing its application to political parties
foreclose such a possibility. See Smith v. Allwright,
321 U.S., at 657 (rejecting argument that Democratic
Party of Texas, as a private voluntary association,
could exclude black voters from its primary); Eu v.
San Francisco County Democratic Central Comm., 489 U.S.
214, 232 (1989) (justifying legislative "intervention"
in internal party affairs where "necessary to prevent
the derogation of the civil rights of party adherents")
(citing Smith).
Moreover, appellees have not argued that
the registration fee at issue in this case - which is
challenged because it curtails the freedom of association
of eligible voters arguably in conflict with the interests
protected by the Twenty-fourth Amendment - is itself
protected [ MORSE v. REPUBLICAN PARTY OF VIRGINIA, ___
U.S. ___ (1996) , 43] by the First Amendment. Rather,
they have suggested that hypothetical cases unrelated
to the facts of this case might implicate First Amendment
[ MORSE v. REPUBLICAN PARTY OF VIRGINIA, ___ U.S. ___
(1996) , 44] concerns that would foreclose application
of the preclearance requirement. It is sufficient for
us now to respond that we find no constitutional impediment
to enforcing 5 in the case before us. 38 We leave consideration
of hypothetical concerns for another day. 39
VIII
The District Court dismissed appellants' claim under
10 of the Act because that section only authorizes enforcement
proceedings brought by the Attorney General and does
not expressly mention private actions. 40 [ MORSE v.
REPUBLICAN PARTY OF VIRGINIA, ___ U.S. ___ (1996) ,
45] While that ruling might have been correct if the
Voting Rights Act had been enacted recently, it fails
to give effect to our cases holding that our evaluation
of congressional action "must take into account
its contemporary legal context." Cannon v. University
of Chicago, 441 U.S. 677, 698 -699 (1979); see also
Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Curran,
456 U.S. 353, 381 (1982).
Our holding in Cannon, that Title IX of
the Education Amendments of 1972 created a private right
of action for victims of discrimination in education,
relied heavily on the fact that during the 1960's the
Court had consistently found such remedies notwithstanding
the absence of an express direction from Congress. 441
U.S., at 698 ; see also id., at 718 (REHNQUIST, J.,
concurring). Indeed, Cannon cited and relied on our
earlier decision in Allen v. State Bd. of Elections,
393 U.S. 544 (1969), holding that private parties may
enforce 5 of the Voting Rights Act, to show that Congress
acted against a "backdrop" of decisions in
which implied causes of action were regularly found.
See 441 U.S., at 698 , and nn. 22-23. The Voting Rights
Act itself was passed one year after this Court's decision
in J. I. Case Co. v. Borak, 377 U.S. 426 (1964), which
applied a highly liberal standard for finding private
remedies.
In Allen we made two observations about
5 that apply as forcefully to 10. We noted that "achievement
of the Act's laudable goal could be severely hampered
[ MORSE v. REPUBLICAN PARTY OF VIRGINIA, ___ U.S. ___
(1996) , 46] . . . if each citizen were required to
depend solely on litigation instituted at the discretion
of the Attorney General." 393 U.S., at 556 . The
same is surely true of 10. 41 Second, we attached significance
to the fact that the Attorney General had urged us to
find that private litigants may enforce the Act. Id.,
at 557, n. 23. The United States takes the same position
in this case. See Brief for United States as Amicus
Curiae 25-27. 42
Congress has not only ratified Allen's
construction of 5 in subsequent reenactments, see H.
R. Rep. No. 91-397, p. 8 (1970), but extended its logic
to other provisions of the Act. Although 2, like 5,
provides no right to sue on its face, "the existence
of the private right of action under Section 2 . . .
has been clearly intended by Congress since 1965."
S. Rep. No. 97-417, p. 30 (1982) (citing Allen); see
also H. R. Rep. No. 97-227, p. 32 (1981). We, in turn,
have entertained [ MORSE v. REPUBLICAN PARTY OF VIRGINIA,
___ U.S. ___ (1996) , 47] cases brought by private litigants
to enforce 2. See, e.g., Chisom v. Roemer, 501 U.S.
380 (1991); Johnson v. De Grandy, 512 U.S. ___ (1994).
It would be anomalous, to say the least, to hold that
both 2 and 5 are enforceable by private action but 10
is not, when all lack the same express authorizing language.
Appellees argue that while 5 creates substantive
rights, 10 merely directs the Attorney General to bring
certain types of enforcement actions. Brief for Appellees
42-43. Exactly the same argument was made as to 5 in
Allen. But we held there that it was "unnecessary
to reach the question" whether 5 created new rights
or only gave plaintiffs new remedies to enforce existing
rights, for "[h]owever the Act is viewed, the inquiry
remains whether the right or remedy has been conferred
upon the private litigant." 43 393 U.S., at 556
, n. 20. Even if it mattered whether 10 created rights
or remedies, the other provisions of the Act indicate
that the antipoll tax provision established a right
to vote without paying a fee. 44
Furthermore, when Congress reenacted and
extended the life of the Voting Rights Act in 1975,
it recognized [ MORSE v. REPUBLICAN PARTY OF VIRGINIA,
___ U.S. ___ (1996) , 48] that private rights of action
were equally available under 10. Section 3, for example,
originally provided for special procedures in any action
brought "under any statute to enforce the guarantees
of the fifteenth amendment" by the Attorney General.
See 79 Stat. 437. In 1975, Congress amended that section
to cover actions brought by "the Attorney General
or an aggrieved person." 42 U.S.C. 1973a (1988
ed.) (emphasis added). The Senate Report explained that
the purpose of the change was to provide the same remedies
to private parties as had formerly been available to
the Attorney General alone. See S. Rep. No. 94-295,
pp. 39-40 (1975). 45 Since 10 is, by its terms, a statute
designed for enforcement of the guarantees of the Fourteenth
and Fifteenth Amendments, see 42 U.S.C. 1973h(b) (1988
ed.), Congress must have intended it to provide private
remedies.
The same logic applies to 14(e), added
in 1975, which allows attorney fees to be granted to
"the prevailing party, other than the United States,"
in any action "to enforce the voting guarantees
of the fourteenth or fifteenth amendment." 42 U.S.C.
1973l(e) (1988 ed.) (emphasis added). Obviously, a private
litigant is not the United States, and the Attorney
General does not collect attorney's fees. 46 Both this
section and 3 thus [ MORSE v. REPUBLICAN PARTY OF VIRGINIA,
___ U.S. ___ (1996) , 49] recognize the existence of
a private right of action under 10. 47
Last, appellees argue that 10 does not
apply to the Party's nominating convention because a
delegate registration fee is not a poll tax. This argument
addresses the merits rather than the right to sue. Without
reaching the merits, the District Court dismissed appellants'
claim because it held there was no private cause of
action under 10. Since we hold that this conclusion
is incorrect, we postpone any consideration of the merits
until after they have been addressed by the District
Court. 48
The judgment of the District Court is
reversed, and the case is remanded for further proceedings
consistent with [ MORSE v. REPUBLICAN PARTY OF VIRGINIA,
___ U.S. ___ (1996) , 50] this opinion.
It is so ordered.
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